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***Specific Functions***
To Add Column
*Right mouse click on a column. A pop-up menu will appear with choices. Select Add Column to add additional columns/data fills.
*To delete a specific column, Right mouse click on the desired column and left click Remove Column.
To Change Data Fills
*Right mouse click on a column. Chose desired data fill by left clicking on selection.
Data Fills Available:
Add Column
Remove Column
Ask
Bid
Blank
Change
1st Delivery Date
Option Toggle (Yes/No)
High
Last Delivery Date
Last Price
Last Trade
Low
Open Interest
Security Name
Tick
Time
Volume
Yesterday’s Close
To Close the Future Display
*On the window header, click File then Exit
or
*Click the "X" button on the top right hand corner of the function window.
*Please Note: A list of futures product symbols can be found on the Help menu.
Stock monitors
Using The Monitor
*The body of the Program Window is the Stock Monitor. This function allows the user to continuously monitor a group of 20 securities per quote page as they update. There is a maximum of 5 quote pages for a total of 100 tickers. You can get Up To 200 Tickers if you already have 5 monitor pages by enabling the feature.
Note: All quotes will be delayed 15-20 minutes unless you are paying real-time exchange and access fees. Also note, delayed prices are designated in BLACK font. Real-time prices are designated in BLUE.
Please note: the following fractions will appear in the pricing
/s=16ths /t=32nds /f=64ths 0'001o=1/128 0'001t=1/256
Also Note: not all Pink sheet stocks have a bid/ask quotation available
Adding / Changing Symbols
*When you first access Real Time Markets, the first Stock Monitor page will have some preset symbols already installed. Symbols can be added or changed by:
*Left Mouse click on the desired cell, you will see a pop-up symbol dialog box appear. Enter desired symbol and press enter.
Setting Price and News Alerts
*Real Time Markets allows the user to set audible and text Alerts depending on plan.
*Left click on the Symbol and click Alerts
*Enter value for High, Low, Volume and News Alerts
*Click OK
*Double click on "!" to bring up News recall.
*Or up on the Settings Menu from the header click
*Edit Alerts
*A Dialog box will appear allowing you to Edit all symbols alert settings at once
*When Finished, click OK
Sorting columns
*You can Sort on any of the Columns in your Monitor Grid in either Ascending or Descending order.
*Right mouse click the gray column header of the column you wish to sort.
*Select either Sort by Ascending or Sort by Descending order.
*Example: If you would like to sort all tickers in your monitor page by volume.
*Where you would see symbols with the highest volume at the top of the page and symbols with lower volume at the bottom. Go to the volume column, perform above procedure and select descending.
Please Note: this will sort only the page which is focused (or in view).
Drag and Drop- Moving a Column in your Monitor
*You can move a column either left or right as follows:
*Go to the row you wish to move, left mouse click on the
*Grey column header. You will now see an up / down arrow
*Holding down your left mouse key, drag the row to the desired location
After hours stock data
*You can view after hours trading with the following data fills:
xLast
xVol
xTime
*You can add these columns to the display, just Right mouse click on the gray column header inyour display and select Add Column.
Then right mouse click on the blank column header and select the appropriate data fill.
Changing the Data
*The fields in the Stock Monitor can be customized with up to 50 different data fills.
*Right Mouse Click on the Header will bring a pop-up window with the following 50 data fills. Point and left click to the desired field.
Available Data Fills:
| Field Name | Description |
| Cancel | Cancel Request |
| Add Column | Adds a Blank Column |
| Remove Column | Delete the column selected |
| Sort Column (Ascending) | |
| Sort Column (Descending) | |
| Insert New Security Strip | Adds another Column of Symbols to have multiple
symbols per line |
| % CHG | % Change |
| ALERT | Alert Flag if this issue has met the alert set |
| ANNHIGH | Annual high price |
| ANNLOW | Annual low price |
| ASK | Ask |
| AV DLY VOL | Average daily Volume (based on 30 days of volume mean) |
| BID | Bid |
| CHANGE | Change on Day |
| CVOLUME* | Composite Volume |
| DX | Days to Expiration |
| DIVAMT | Dividend amount |
| DATEI | Dividend date (mm/dd/yy) |
| DF | Dividends per year |
| DP | Dividends Paid To Expiration |
| EPS | Earnings per share |
| EXCH | Exchange (market) Code |
| HasAlerts (!) | |
| FLOAT | Float is the number of available shares to purchase |
| HIGH | High price for day |
| LAST | Last price |
| XLAST | Extended Hours |
| LASTV | Last volume |
| LOW | Low price for day |
| Marginable | Will say if the stock is Marginable with Real Time Markets- a Y will appear if available |
| N | News indicator
(! Is for less than 30 minutes # is for more than30 minutes) |
| NAME | Security Name |
| NEWS COLUMN | News |
| Number of Trades | # of Trades
| | OPEN | Opening price for day |
| OPENI | Open Interest |
| PE | P/E Ratio |
| Real Time Indicator | Toggle whether the feed is real-time or delayed |
| SHRS OUT | Shares Outstanding- total number of shares registered w/ the SEC |
| SHT INT | Short Interest |
| Short Qty | Short Quantity |
| Shortable | Will say if the stock is Shortable |
| SIZE | Size bid x ask |
| STRIKE | Strike |
| TICK | Tick Indicator |
| Tick Trend | The last 5 tick directions |
| TIME | Time of last trade |
| VOL | Volatility |
| VOLU | Volume |
| YCLOSE | Closing price for yesterday |
| YCVOL | Yesterday’s Closing Volume |
| YIELD | Yield |
*NOTE: in the monitor composite volume does not include premarket data.
Changing Monitor Pages:
Depending on your plan level you will have either 1 or 5 monitor pages available.
To change between Monitor Pages, simply click on the Page Number (1,2,3,4,5) located at the top left-hand corner of the Monitor Page and the desired page will be in focus.
Please note: Each Monitor Page can have different customized data fill combinations.
To Add A Note attachment to a Symbol
Add a Notes data fill by right mouse clicking a blank column header and clicking Note
Left mouse click the symbol for the Monitor Maintenance Dialog Box
Click Notes
A pop-up Notes box will appear. Type your text
An * will appear in the Notes Column to indicate an attachment.
Sizing the Monitor Column Width
Place your mouse above the column header you wish to size
You will see an arrow pointing left and right.
Left mouse click, hold and drag the column to the desired width.
Monitor symbols color coding
The symbol color is not customizable. The color of the symbol is based on if the data is real-time or delayed. If you are receiving real-time quotes the symbol will be Blue, if you are receiving delayed quotes the symbol will be Black.
Customizing the Monitor Display
*The Settings function on the Main Program window allows you to customize the main program window. You can Set Colors / Fonts, Clear Monitor symbols, Alphabetize the symbols in your monitor, Create Library Columns in your monitor, Set the Ticker Volume Filter, Select the Color Change on quotes, Filter News Vendors, Set the Number of Headlines, set the PC to Beep on Alert, select to use only decimal, and Edit Alerts.
To Change Monitor or News Colors
*Click Settings
*Click Colors / Fonts
*A pop-up Colors dialog box will appear.
*Click on the Foreground and Background buttons for each category – Click ok
*Click Done when complete
* Please note for a more aesthetically pleasing display all the Background colors should be set to the same value.
To change a data fill or column’s data in the Monitor
*Right mouse Click the gray column header
*Left mouse Click on the data fill of your choice
To Add an additional symbol per line in the Monitor
*Right mouse Click the on the right most gray column header
*Left mouse Click on insert new security strip
To Clear a Monitor
*Focus the Monitor Page for which you wish to delete all entries
*Click Settings
*Click Clear Monitor
*Click Yes to confirm deletion
To Alphabetize your Monitor Grid
*From the Program Header window click Settings then click Alphabetize Monitor. Your stock tickers will now be in an ascending alphabetized order. (a-z). Please note: Once you click this command, it cannot be undone. The monitor grid will not automatically alphabetize when you add more tickers, you will need to click Settings then click Alphabetize Monitor after the new addition.
To copy the layout of a monitor page
*Double left click on a non-symbol column of the page you wish to copy the layout of
*Then double left click on any heading of the monitor page you wish to paste to
*Please note- each security strip needs to be done individually.
Custom Monitor Library Columns
Using Library Columns
*Real Time Markets allows the user to create unique library columns using data from other columns.
To Create a Library Column
*From your Monitor Grid on the Main Program Window
1- Select Settings then select Library Columns
2- A grid will pop up with the headings; Header, Description, Formula.
*The Header is the word or words that will appear at the top of the column in the monitor
*The Description will appear in the column menu that displays when you right click on a column heading.
*The Formula determines the data that will appear in the cell.
*Currently valid operators are:
+ - * / ( )
*Valid variables are:
| Last | Close | Bid | Ask |
| Volume | High | Low | Annualhigh |
| Annuallow | bidsize | asksize | LastVolume |
| CompVol | YestClosingVol | EPS |
| Open Int | SharesOut |
* If you type sec. (note the dot!) in the formula field, a drop-down menu will appear from which you can select a variable.
4- Click on the first cell under Header, the cell will turn white and a cursor will appear. Type a word which will identify your column. Keep it short in order to keep the column width as narrow as possible.
5- Click on the cell under Description and enter a phrase that describes your column.
6- Click on the cell under Formula and enter the formula, e.g. (last*volume)/100.
7- Click "Done" when finished.
8- Your new column(s) will now appear at the end of the column menu under the heading "Library Columns". Select one of these as you would any other monitor column.
Note: You may have to adjust the column width to fit your data and heading.
Using Alerts
*Real Time Markets allows the user to set Alerts based on the tickers Volume, Last, Bid, Ask and News stories. When your Alert is met you will receive a pop-up test box (color coded to see if it is a price or news alert) on your Real Time Markets screen. You can also receive an audio alert or an email alert.
Please note: Many Alphanumeric Pagers and Cellular phones can receive alerts.
To Set Alerts
*From your Monitor Grid on the Main Program Window
1- Click on the Symbol a pop-up Symbol Maintenance Dialog box will appear
2- Click on Alerts a pop-up Alerts Dialog box will appear
3- Select the datafill which you wish to set the Alert- Last, Bid or Ask
4- Set your Alerts
Low
High
Volume
News
5- Click OK
Or
To Set Alerts
*From the Main Real Time Markets Window click Settings
1- Click on Edit Alerts a pop-up Alerts Dialog box will appear
2- Scroll to the symbol you wish to set the alert on
3- Select the datafill which you wish to set the Alert- Last, Bid or Ask
4- Set your Alerts
Low
High
Volume
News
5- Click OK
You can select for Real Time Markets to send you an email based on your Alerts.
To Set an Email Alert
*Left mouse click the symbol in your monitor
*Click Alerts
*In the Alerts Dialog box click Email
*Click OK
Setting Audio Alerts
*Click Settings then click Beep on Alert
*A check means this is enabled.
*Please note that Real Time Markets will utilize the standard Windows "Ping" as the audio unless a designated .wav file is stored in C:\Program Files\Real Time Markets
*For a sound for a high price alert, please name the file: high.wav
*For a low price alert: low.wav
*For a total volume alert: volume.wav
*For news alert: news.wav
*Finding .wav files on your pc is easy. You will be surprised how many choices you have to select from.
*To Find wav files click Start then Programs then Windows Explorer
*Click Tools then Find then Files
*Type *.wav
*Then press enter
*This will give you the locations of the files you can use. Go to those files and copy them to the path above (don’t forget to rename the files).
About Tick Indicators
*Real Time Markets provides color coded tick indicators. This allows the users to easily distinguish if the last trade was an up or down tick. The Last Price will be GREEN if it is an up tick or RED if it is a down tick.
*A Tick is the upward or downward price movement in a security’s trades. This indicator allows the user to get a feel for the stock’s trend.
News
Using News
*The News function window displays news headlines from all news vendors to which a user subscribes. Today’s headlines can be recalled from news stories that have occurred during the day by sending it to Today’s News. You can also look at Yesterday’s News or Historical News (going back 90 days or more).
Accessing headlines by symbol
*You can access headlines by symbol by Right Mouse Click on the desired symbol cell. Scroll down and left click Today’s News and a Headline Box will appear. Double click the headline of your choice and a story window will appear.
*Please note: To access news on a specific symbol, you must use the right mouse menu from the program window or additional display.
*The News window function header has two commands available, File and Settings.
*File- allows you to Exit the window
*Settings:
A. allows you to change the Color / Fonts of the News Window
B. allows you to Filter out News Vendors
*The window displays news based on the function selected. Available functions include:
Today’s News- retrieves news by Symbol for present day
Yesterday’s News- retrieves news by Symbol for previous day
Historical News- retrieves news by Symbol for 90 day historical based on plan level
Today’s News Roundup retrieves news for all Symbols displayed in your monitor for present day
Yesterday’s News Roundup retrieves news for all Symbols displayed in your monitor for previous day.
Today’s News by Vendor retrieves news by News Vendor for present day
Yesterday’s News by Vendor retrieves news by News Vendor for previous day
To Select a Function
Click on the Down Arrow in the left most Pull Down box
*If you select a function which retrieves news based on symbol, a symbol entry box will appear to the right of the function box.
To Select a Specific Vendor for Retrieval by Vendor
*Select your function
*Click the Down Arrow in the right most Pull Down box
*Select the Vendor to Display form the list of available vendors
*Click Request
To Access Symbol News from this window
*Select your function
*Type the Symbol into the Symbol entry box
*Click Request
---Or---
*You can access a story by date, enter symbol then date and press enter
Ex. IBM 5/21/00
To Access a News Story from the displayed Headline
*Double click on the News Headline
*A pop-up Story box will appear
To Edit the Display Colors
*Click Settings
*Click Colors / Fonts
*A pop-up dialog box will appear
*Click the button you wish to edit
*Then chose from the pop-up display of available choices
*Click OK
Accessing Scrolling News from the main Real Time Markets Window
*For a Scrolling News, the headlines are automatically generated based on the news coming in from the news feeds on the first 5 lines of the Program Window. Simply double click the headline and a pop-up story window will appear.
Keyword Searches
Real Time Markets allows the user to screen for News Stories on the selected keywords:
Please note that each code contains a period.
| Type of Story | Code |
| Dividend News | .DIV |
| Earnings Report | .ERN |
| Flex Options | .FLEX |
| Middle East News | .GULF |
| Oil News | .OIL |
| Mexican Peso News | .PESO |
| US President News | .PRES |
| Splits | .SPLT |
| USSR News | .USSR |
| IPO information | .IPO |
And from our Reuters delayed feed on the following keywords:
| Type Of Story | Code |
| Economic Indicators | ECI.R |
| General News | NEWS.R |
| Interest Rates | INT.R |
| Latin America | LATAM.R |
| OPEC | OPEC.R |
| Analyst Ratings | RCH.R |
| Active Trading | HOT.R |
| Mergers/Acquisitions | MRG.R |
| Chemicals | CHE.R |
| Energy | ENR.R |
| Earnings Forecast | RESF.R |
| Federal Reserve | FED.R |
News Vendors
Business Wire
*This news service provides unedited, full text news releases as written by corporations, for accurate and effective distribution. This newswire includes such market sensitive issues as earnings, dividend announcements, management changes, mergers and acquisitions and other developments of interests to investors.
*Note-Business wire is now a real-time news feed.
PR Newswire
*PR Newswire brings timely corporate press releases regarding product development, joint enterprises, earnings announcements, acquisitions, market ventures and other corporate activities.
Comtex Custom Business Wire aka Comtex B
*Covers activities of public and private organizations world-wide. Features reports on the financial performance of companies including merger and acquisition deals, awarded contracts, and new product releases. Also covers movements of top executives.
Comtex Top 70- aka Comtex A
*This service provides the top 70 Comtex stories released.
Comtex Complete
*Gathers the latest news from major press releases, national and international newswires, the SEC, NASD,
NYSE and AMEX. News is supplied whether traded over-the-counter or on main exchanges, as well as SEC filings and insider trading.
Reuters Delayed
*Reuters is renowned for supplying business and international news stories to top notch industry professionals. There are selected keyword searches available (see Keyword Searches for details). The news is delayed by 15 minutes.
Zacks
*In conjunction with the popular Zacks Earnings Estimates database, this newswire reports expected earnings vs. actual earnings and the % surprise. It is ranked by % surprised or listed alphabetically.
InternetWire
*Internet Wire distributes corporate news, including press releases, financial
announcements,
graphics, audio and video files, and other time-critical business communications
materials
across an array of industry-specific channels
NewsTraders
*News Traders report news from a wide range of source information with an emphasis on quickly
uncovering investment-significant facts hidden among the boilerplate and legalese of SEC filings
and real-time coverage of brokerage firm ratings changes.
TheFlyOnTheWall
*theflyonthewall gives you the kind of information you would get if you were a multi-million dollar
money manager with contacts and coverage from dozens of investment banks and research houses.
Market News
*MNP provides news on Canadian stocks and market activity.
RNS
*RNS provides news on European stocks and market activity.
JAGNotes
*JAGNotes are consolidated financial reports which summarise newly-issued upgrades, downgrades
and coverage changes from various brokerage houses
Market News
RNS
AFX U K.
AFX
*Unites the news gathering expertise of Extel Financial and Agemce-France-Presse (AFP) to deliver real-time corporate, industrial, economic and general news form over forty (40) countries and geographical regions.
Future World News
*Instantly relays the facts behind market moving developments in the U.S., U.K., German and other major trading centers. It includes news on currencies, interest rates, grains metals, energy, livestock, and more.
Dow Jones News
*Delivers up to the minute information on individual companies, industries, US government agencies, the stock market and the economy. News can be recalled by category, such as hot stories, or stories on tenders, mergers, acquisitions, etc. Information is gathered from a variety of sources, and includes special features from the Wall StreetNews Roundup Filters
News Roundup Filters
*To start a search for news on the categories below
*From the main Real Time Markets screen click Functions
*Click News Roundup
*Select Today's News
*Input the subject code into the symbol box
*Click request
SUBJECT CODES
DOCUMENT TYPE CODES
| Accounting News, Issues | N/ACC |
| Acquisitions, Mergers, Takeovers | N/TNM |
| Agriculture | N/AGR |
| Analysts’ Comments | N/ANL |
| Annual Meetings | N/MTG |
| Arts/Entertainment | N/ART |
| Asian Development Bank (ADB) | N/ADB |
| Bank for International Settlements | N/BIS |
| Bankruptcy | N/BCY |
| Boards of Directors | N/BRD |
| Bond/Stock Ratings | N/RTG |
| Bond/Stock Registrations, Pricing | N/REG |
| Buybacks | N/BBK |
| Canadian Econ/$ News/Analysis | N/CEA |
| Canadian Economic/Monetary Indicators | N/CEM |
| Canadian Stock Market Comments | N/TOR |
| Calendar of Events | N/CAL |
| Census Releases | N/CEN |
| Community Groups/Charities | N/CMY |
| Consumer Issues | N/CSU |
| Contests & Awards | N/CNT |
| Corporate Officers | N/COF |
| Corrections | N/COR |
| Current-Day "HOT" News | N/HOT |
| Defense Contracts | N/DFC |
| Dividends | N/DIV |
| Earnings | N/ERN |
| Earnings Projections | N/ERP |
| Economic News, Trends, Analysis | N/ECO |
| Education | N/EDU |
| Environmental News | N/ENV |
| European Bank for Recon.& Drv | N/EBR |
| Fashion | N/FSH |
| Financing Agreements | N/FNC |
| Food/Cooking | N/FCG |
| Gen Agree on Tariffs /Trade (GATT) | N/GTT |
| Government Contracts | N/GVC |
| Group of Seven (G-7) | N/GGG |
| Health | N/HLT |
| Holiday Items | N/HOL |
| "HOT" News – Current Day | N/HOT |
| Initial Public Offerings | N/INI |
| Insider Trading | N/ISD |
| Inter-American Development Bank | N/IAD |
| Int Atomic Energy Agency (IAEA) | N/IAE |
| International Monetary Fund (IMF) | N/IMF |
| International Events, Agencies | N/INT |
| International Trade News | N/TRD |
| Joint Ventures | N/JVN |
| Labor/Personnel Issues | N/LAB |
| Law Enforcement | N/LEN |
| Law/Legal Issues | N/LAW |
| Leveraged Buyouts | N/LBO |
| Licensing Agreements | N/LIC |
| Lifestyle | N/LIF |
| Management Issues | N/MNT |
| Mortgages, Mortgage Rates | N/MOR |
| Mutual Funds | N/FND |
| New Products/Services | N/PDT |
| North Atlantic Treaty Org (NATO) | N/NTO |
| Nuclear Power, Energy | N/NUK |
| NYSE General Market Commentary | N/NYS
| | Obituaries | N/OBT |
| Oil/Gas Discoveries | N/DSC |
| Org. of Econ Coop & Devel. (OECD) | N/OCD |
| OPEC | N/OPC |
| OTC General Market Commentary | N/OTC |
| Patents | N/PAT |
| Personnel Announcements | N/PER |
| Politics | N/PLT |
| Real Estate Transactions | N/RLE |
| Religion | N/RLG |
| Restructurings/Recapitalizations | N/RCN |
| Science/Technology | N/SCN |
| Securities and Regulations | N/RGU |
| Shareholder Rights Plans | N/SRP |
| Small Business/Entrepreneurs | N/SML |
| Special News Events | N/NWS |
| Spinoffs | N/SPN |
| Sports | N/SPT |
| Stock Splits | N/SPL |
| Stock/Other Market News | N/STK |
| Taxes | N/TAX |
| Today’s Hot OTC Stocks | N/OTH |
| Trade Groups | N/TRG |
| Trade Issues | N/TRD |
| Transportation/Transit | N/TSP |
| Travel | N/TVL |
| US Econ Indicators, Forecasts, & Analysis | N/EMJ |
| United Nations | N/UNN |
| World Bank | N/WLB |
| Proxy Filings | N/PRX |
| Registrations of Debt & Equity | N/REG |
The following are the Reuters news search codes- please add a .R to the end of the symbol:
INDUSTRY CODES
| AER | Aerospace / military Technology |
| AIR | Transport – Airlines |
| APL | Appliances / Household Durable |
| AUT | Automobiles |
| BEV | Beverages / Tobacco |
| BLD | Building Materials/ Components |
| BNK | Banking |
| BUS | Business / Public Services |
| CHE | Chemicals |
| CON | Construction / Housing |
| DPR | Data Processing / Reproduction |
| DRU | Health / Personal Care |
| ELC | Electrical / Electronics |
| ELG | Utilities - Electronics |
| ELI | Electronics Components / Instruments |
| ENQ | Energy Equipment / Services |
| ENR | Energy Sources |
| FIN | Financial Services |
| FOD | Food / Household Products |
| GDM | Gold Mines |
| IND | Industrial Components |
| INS | Insurance |
| LEI | Leisure / Tourism |
| MAC | Machinery / Engineering |
| MET | Metals – Non Ferrous |
| MIS | Miscellaneous Materials / Commodities |
| MUL | Multi-Industry |
| PUB | Broadcasting / Publishing |
| REA | Real Estate |
| REC | Recreation / Other Consumer Goods |
| RET | Merchandising |
| RRL | Transport – Road / Rail |
| SHP | Transport -- Shipping |
| STL | Metals --Steel |
| TEL | Telecommunications |
| TEX | Textiles / Apparel |
| TIM | Forest Products / Paper |
| WHO | Wholesale / International Trade |
The following are the Reuters news search codes- please add a .R to the end of the symbol:
F.2 Topic Codes
| AAA | Ratings News |
| AGR | US Dept of Agriculture |
| AU | Australian Dollar |
| B+ | Capital Markets Top Stories |
| C+ | Commodities Top Stories |
| CA | Canadian Dollar |
| CB | US Corporate Debt / New issues |
| CEN | Central Bank Intervention |
| CH | Swiss Franc |
| COC | Cocoa |
| COF | Coffee |
| CORA | Corporate Analysis / Talking Points |
| DE | Deutschemark |
| E+ | Equities Top Stories |
| EB | Convertibles / Warrants |
| ECI | Economic Indicators |
| EEC | European Community Issues |
| EEU | Eastern European General News |
| EMS | European Monetary System |
| EUB | Euro New Issues |
| GB | Pound Sterling |
| GLD | Gold / Precious Metals |
| GRS | Grains / Oilseeds |
| HOT | Hot Stocks |
| IMF | International Monetary Fund |
| INT | Interest Rates |
| ISU | New Equity Issues |
| JP | Japanese Yen |
| LDC | LDC Country Debt |
| LOA | Short - Term Paper / Loans |
| M+ | Money Top Stories |
| MB | Mortgage – Backed Securities |
| MET | Metals |
| MRG | Mergers & Acquisitions |
| NL | Netherlands Guilder |
| NOW | General News Top Stories |
| NZ | New Zealand Dollar |
| O+ | Energy Top Stories |
| OILB | North Sea Oil |
| OPEC | OPEC |
| RES | Company Results |
| RESF | Corporate Results Forecast |
| RUB | Rubber |
The following are the Reuters news search codes- please add a .R to the end of the symbol:
NEW TOPICS CODES:
DRV Derivatives News
DIV Dividends News
INT Interest Rates
PRESS Press Digest
INSI Insight
Composite Display
Using Composite Display
*The Composite Display window shows dynamic pricing for each exchange that a multiply listed stock trades on.
Accessing a Composite Display from the Program Window
*Right mouse click on the desired symbol cell. Point and click the Composite Display function by clicking on it. A Composite display will appear.
To Change Symbols
Highlight Symbol Box in the upper left-hand corner of the function window, add new symbol and press enter.
Exchanges
| NYSE | New York Stock Exchange |
| NASD | NASDAQ |
| AMEX | American Stock Exchange |
| PHIL | Philadelphia Stock Exchange |
| BOST | Boston Stock Exchange |
| MIDW | Midwest Stock Exchange |
| CINC | Cincinnati Stock Exchange |
| PCST | Pacific Stock Exchange |
Changing data fills:
1- Right mouse click on a column
2- Select the data fill from the list below
Available Data Fills:
Add Column
Remove Column
Ask
Ask Size
Bid
Bid Size
Blank Column
Change
Exchange
High
Last
Low
Tick Indicator
Time
Trade Size
Volume
Yesterday’s Close
Option Display
Using Option Display
*The Option Display function window provides static option pricing.
*The Option Display function window will display the entire series of options for the selected securAccessing an Option Display from the Program Window
Accessing an Option Display from the Program Window
*Right mouse click on the desired symbol cell. Point and click the Option Display function by clicking on it. An option chain will appear.
To Change Symbols
*Highlight Symbol Box in the upper left-hand corner of the function window, add new symbol and press enter.
Extended Market Quotes
*In addition to pricing information on options, the Option display function provides the following information displayed in the top row of the Option Chain:
symbol
current price
change
next dividend amount and date if applicable
the annual high and low of the symbol
the most recent earnings per share
the underlying instrument’s volatility
The Body of the Window provides the Option Chain
*All the contracts (with expiration and strike) will display as they trade.
*The display provides the Month/Strike followed by the OPRA code then pricing information.
Preferences
Markets You can select to view options
In the Money %
Out of the Money %
Primary
All
Series
Month
Year
Changing data fills:
1-Right mouse click on a column
2-Select the data fill from the list below
3-Drag it to the location you wish
Available Data Fills:
Add Column
Remove Column
Ask- Call
Ask- Put
Bid- Call
Bid- Put
Blank Column
Change- Call
Change- Put
Close- Call
Close- Put
Days to expiration
Delta
Delta Call
Delta Put
Designator- Call
Designator- Put
Exchange
High- Call
High- Put
Last- Call
Last- Put
Low- Call
Low- Put
Month Strike
# of Dividends
Open Call
Open Put
Open Interest- Call
Open Interest- Put
Root name- Call
Root name- Put
Theoretical Value
Trade time- Call
Trade time- Put
Volume- Call
Volume- Put
Yesterday Volume- Call
Yesterday Volume- Put
Please note: this screen will need to be refreshed in order to update
One Click Trading in Option Display
*To one click trade in option display: Right click on Bid to sell and right click on Ask to buy, include market.
Quote Line
Using The Quote Line
*The Quote Line Function provides dynamic price information for any market symbol requestAccessing a Quote
Accessing a Quote
*The Quote Line appears at the base of the Stock Monitor function window. Simply type a symbol and hit your Enter key. Once a symbol is requested, the Quote line will dynamically update the requested symbol.
*Enter a space before the symbol and the symbol will appear in lower case. Last, Bid, Ask, and Size will reflect the "best" market. Volume will show composite volume. Will work for options too.
Changing the layout
*Right Mouse click on a header cell brings up a drop down menu for over 50 data fields available for view. To change a value, simply point and click.
Available Data Fills:
| Field Name | Description
| % CHG | % Change |
| ANNHIGH | Annual high price |
| ANNLOW | Annual low price |
| ASK | Ask |
| Avol | Average Volume |
| BID | Bid |
| CHANGE | Change on Day |
| DX | Days to Expiration |
| DIVAMT | Dividend amount |
| DIVDATE | Dividend date (mm/dd/yy) |
| DIVFREQ | Dividends per year |
| DF | Dividend Frequency |
| DD | Dividends Paid To Expiration |
| EPS | Earnings per share |
| EXCH | Exchange (market) Code |
| HIGH | High price for day |
| LAST | Last price |
| LASTV | Last volume |
| LOW | Low price for day |
| M | Marginable |
| OPEN | Opening price for day |
| OPENI | Open Interest |
| SIZE | Size bid x ask |
| STRIKE | Strike |
| TICK | Tick Indicator |
| TIME | Time of last trade |
| VOL | Volatility |
| VOLU | Volume |
| CVOLUME | Composite Volume |
| XLast | Last Price Extended hours |
| Xtime | Extended Hours time |
| YCLOSE | Closing price for yesterday |
| YCVOL | Yesterday’s Closing Volume |
|
Scrolling Ticker
Using The Scrolling Ticker
*Scrolling Ticker delivers a running tape of trade prices for securities listed in your Stock Monitor pages for trades with volume equal to or greater than 1,000 shares. Automatic color-coding signifies the tick indicator for the symbol.
To Access Volume Filter for your Scrolling Ticker
*From the main Real Time Markets window click Settings then click Volume Ticker. You will get a pop-up Volume Ticker dialog box. This is where you can either eliminate or raise the volume of blocks needed for a symbol to display in the Scrolling Ticker.
On the left hand side of the display are the symbols from your monitors.
To raise the Volume of Block Trades Displayed in Scrolling Ticker
Click the symbol you wish to edit.
Under the symbol is the Number of share trades to be shown, change to a multiple of 1000
Click Done
Transaction Log
Using Transaction Log
*Also known as Time & Sales, this function tracks all quotes and trades for the present day sales, sizes and exchanges for the variety of market instruments.
Accessing Transaction Log
*Right mouse click on the desired symbol, choose the Transaction’s Log function by clicking on it. A log file will appear displaying all transactions from current time accessed and in arrears. To retrieve more transactions, click More Log.
*To specify block trades in transaction log.
From the main Real Time Markets monitor re-enter desired symbol, one space and the amount of shares. Ex. IBM 2500 this will display block trades from 2500 and up.
*To specify time in transaction log.
From the main Real Time Markets monitor re- enter the symbol, one space
*And the time you would like to look at. Ex. IBM 10:00 this will display time from 11:00 and back.
Note: All quotes will be delayed 15-20 minutes unless you are paying real-time exchange and access fees.
Understanding the Log
The symbol will appear on the upper left-hand corner of the display. The data filling the screen is as follows:
Time of Transaction / Exchange Code / Volume (if it was a trade or a Blank spot if it was a quote) / Price (if it was a trade) or Bid – Ask – Size (if it was a quote / Transaction Log code (if applicable)
DJI- Transaction Log
4:04:14 11035.7 +152.6
4:04:08 11035:0 +152.2
4:02:29 11034.4 +151.3
Please Note: Indexes will include the change on day after the price.
Today’s Log Filtered Data Retrieval
*To view All Transactions (both quotes and ticks) select Both
*To view just Trades select Trades
*To view just Bid/Ask quotes select Quotes
To Page Down
*Click Log then More Log
To Print
*Click Print then OK
Today’s Log Codes Before the Pricing
*Is telling you the Exchange the transaction occurred on
| U= AEX | P= PACIFIC |
| E= ALBERTA | X= PHILADELPHIA |
| A= AMEX | W= SWEDEN |
| B= BOSTON | J= TOKYO |
| H= CBOE | T= TORONTO |
| C= CINCINNATI | V= VANCOUVER |
| R= FRANKFURT | Z= ZURICH |
| L= LONDON | @= TRACK DATA |
| M= MIDWEST | 1= MEFF RV |
| O= MONTREAL | 3= XETRA |
| S= NASDAQ | 8= OTC BULLETIN BOARD |
| N= NEW YORK | D= Pink Sheets |
| K= OSAKA | |
| I= SMALL CAPS | |
Today’s Log Codes After the Pricing
U. S. Stocks:
*The following is a description of the Stock Last Sale Special Trade Condition Indicators as they are received on the CTS ticker feed:
@ Regular Sale. (Also, if no symbol is sent, no special conditions apply)
A Acquisition. The trade was part of an Exchange acquisition.
B NASAQ: Bunch Trade. This trade report reflects multiple trades by a single trader within a short (typically 60 second) period.
Non-NASDAQ: Stock was traded in association with another instrument.
C Cash Sale. This trade was a special, cash based transaction. Delivery and payment for
the transaction are due on the same day as the transaction.
D Distribution. The trade was part of a large distribution. Typically a large block, the
indicator is used so that traders know that this was not a large buyer/seller doing a trade.
Thus this is block is not apt to affect the market price.
F Burst Basket Execution. A burst basket execution signifies a trade wherein the equity
specialist, acting in the aggregate as a market maker, purchase or sell the component
stocks required for execution of a specific basket.
G NASDAQ: Group Trade. This report is the same as a "B" Bunch trade EXCEPT that it is being reported out of sequence.
Non-NASDAQ: (Not reported by TDC due to overwhelming customer requests.)
FYI Opening/Reopening trade detail. This indicates that the trade is just for informational purposes.
H Interday Trade Detail. Same as G EXCEPT other than opening trade.
I Basket Index on Close Transaction. This signifies a trade involving paired orders, the
execution of which is based on the closing value of the index. These trades will be
reported after the close when the index closing value is determined.
J NYSE Rule 127. The trade was outside the current quotes and was
a) over 10,000 shares, and/or b) was over $200,000
K AMEX Rule 155. This trade occurred under the regulations specified by AMEX rule 155
for special trades (large dollar values and/or out of market. Aka a "Cleanup Trade".
L Sold Last. This is a late report of a regular trade although the trade did occur in
sequence.
N Next Day. This trade specifies delivery between one and four days after the transaction date.
P Prior reference price - an executed trade relating to an obligation to trade at earlier point in trading day. Usually the result of a lost or misplaced Selectnet order not executed in timely manner.
O Opened. This is a late report of the opening trade.
R Seller. This trade specifies delivery conditions for a future date (beyond next day).
S Split Trade. This trade was part of a larger trade which was split across multiple
exchanges. It should be treated as a regular sale. However, it is unclear if this rule
applies any longer.
T NASDAQ: Form ‘T’ trade. This is a trade which occurred after the NASD system close.
These trades are reported on a ‘Form-T’ and are electronically as a group some time after the close.
Non-NASDAQ: Custom Basket Cross. This Signifies a trade of (a) two paired split
(where the customer requires only a portion of the standardized basket) orders in which
the market maker or member organization facilitates both sides of the remaining portion of the baskets, or (b) a combination of a split basket and an entire basket where the market maker facilitates the remaining shares of the split basket only.
Z Sold. This is a late, out of sequence, report of a regular sale.
Quote Conditions (U.S. stocks)
Codes:
A Depth On The Offer Side. This condition is used when there is
more size behind the quote being offered. This depth may be
at the offer price or at a price slightly outside
the offer price. (Best Bid & Offer (BBO)QUALIFYING QUOTE CONDITION)
B Depth On The Bid Side. This condition is similar to
the quote condition "A" but indicating depth on the
Bid Side. (Best Bid & Offer (BBO)QUALIFYING QUOTE CONDITION)
C Closing. This condition can be disseminated to indicate
that this quote was the last quote for a security
for that Participant
D News Dissemination. This regulatory Opening Delay or
Trading Halt is used when relevant news influencing the
security is being disseminated. Trading is suspended until
the primary market determines that an adequate publication
or disclosure of information has occurred.
E Order Influx. This non-regulatory Opening Delay or
Trading Halt is used when there is a significant influx of orders.
F Fast Trading. This condition is used during extremely
active periods of short duration. While in this mode,
a Participant enters quotes on a "best effort" basis.
G Trading Range Indication. The trading range indication
is used to denote the probable trading range
(bid and offer prices, no sizes) of a security that is NOT
opening Delayed or Trading Halted. The Trading Range
Indication is used prior to or after the opening of a
security.
H Depth On Bid Offer. This condition indicates that there is
more size behind the reported quote for both the bid
and offer. The depth may be at the price or slightly
outside the price.
(Best Bid & Offer (BBO)QUALIFYING QUOTE CONDITION)
I Order Imbalance. This non-regulatory Opening Delay or
Trading Halt is used when there is a significant imbalance
of buy or sell orders.
J Due to Related Security - News Dissemination. This
regulatory Opening Delay or Trading Halt is used when
news which may influence the price of a stock has been disseminated for a related security. Trading is suspended until the resultant impact is assessed.
K Due to Related Security - News Pending. This quote
condition indicates a regulatory Opening Delay or
Trading Halt due to an expected news announcement in a
related security. An Opening Delay or Trading Halt
may be continued once the news has been disseminated.
L Closed Market Maker (NASDAQ). This condition is
disseminated by each individual NASDAQ Market Maker
to signify either the last quote of the day or the
premature close of an individual Market Maker for the
day. In the latter case, the Market Maker can re-open
by transmitting a quote accompanied by the Quote
Condition R.
M Additional Information. This regulatory Opening Delay
or Trading Halt is used if more disclosure of information
for the security is requested by the Exchange. If
inadequate information is disclosed during a "news
dissemination or news pending" Opening Delay or
Trading Halt, the Opening Delay or Trading Halt reason
could be subsequently reported as "Additional Information".
N Non-Firm Quote. This quote condition suspends a
Participant's firm quote obligation for a quote for a
security.
O Opening Quote. This condition can be disseminated
to indicate that this quote was the opening quote for a
security.
(Best Bid & Offer (BBO)QUALIFYING QUOTE CONDITION)
P News Pending. This condition is used to indicate a
regulatory Opening Delay or Trading Halt due to an
expected news announcement which may influence the
security. An Opening Delay or Trading Halt may be
continued once the news has been disseminated.
Q Additional Information - Due to related security. This
regulatory Opening Delay or Trading Halt quote condition
is used if more disclosure of information is requested
by the exchange for a related security.
R Regular (Nasdaq Market Maker Open.) This Condition is used
for the majority of quotes to indicate a normal trading
environment.It is used to indicate the first quote of the
day and also re-opens of a security during the day after
a halt.
(Best Bid & Offer (BBO)QUALIFYING QUOTE CONDITION)
S Due to related Security. This non-regulatory Opening
Delay or Trading Halt is used when events relating to
one security will affect the price and performance of
another related security (e.g., a call for redemption
of a convertible preferred security or convertible debt
security which could affect the related common security).
This non-regulatory halt reasons such as Order Imbalance,
Order Influx and Equipment Changeover are combined
with Due to Related Security on CTS.
T Resume. This quote condition along with zero-filled bid,
offer and size fields is used to indicate that trading for
a Participant is no longer suspended in a security which
had been Opening Delayed or Trading Halted.
V In View of Common. This quote condition is used when
matters affecting the common stock of a company affect the
performance of the non-common associated securities, e.g., warrants,
rights, preferred, classes, etc. Those securities which must be of
the same company are globally Opening Delayed, Trading Halted,
or No Open/No Resume for a Participant in view of the common
stock.
X Equipment Changeover. This non-regulatory Opening Delay or
Trading Halt is used when the ability to trade a security
by a Participant is temporarily inhibited due to a systems,
equipment or communications facility problem or for other
technical reasons.
Z No Open/No Resume. This quote condition is used to indicate
that an Opening Delay or a Trading Halt is to be in effect
for the rest of the trading day in a security for a
Participant.
Canadian Stocks:
*The following codes define the ‘Marker’ codes on equity trades as reported via the Toronto Stock Exchange.
A Delayed Sale
B Delayed Delivery
C CATS Stock
D Cash Trade
E Non-boardlot (Odd Lot) Trade
F Mandatory Cash
H Split Stock
I Sets Last Price
J Sets Open Price
K Sets Last Price (CATS)
L Seta Open Price (CATS)
M Special Terms Trading
N Non-voting Shares
O ISIP Eligible
P VCT Stock
R Restricted Voting Shares
T Sets Last Price (VCT)
U Trading in U.S. Dollars
V Subordinate Voting Shares
W Sets Open Price (VCT)
X Cease Trading Order
Y Morre Eligible Issue
Z Non-reporting Issuer
Options:
A Cancel Trade
B Out of Sequence (Late Report)
C Cancel Last
D Late (In Sequence)
E Cancel Opening
F Open (Late, out of sequence)
G Cancel only trade. This was the only trade of the day for this contract, and is
now to be cancelled.
H Open. (Late, in sequence). This is a late report of the opening trade, but it is in the correct sequence.
I Electronic Trade
London Stock Exchange Transaction Codes
F Automated Input Facility
A Automatic Trade (Volume. Last. High. Low)
B Broker to Broker (Volume. Last)
C Bargain Condition (Volume. Last)
Y Contra Trade
D Delayed Trade (Volume. Last. High. Low)
K Block Trade (Volume. Last)
L Late Trade
'c' Late Trade Correction
M Market Maker to Market Maker
N Non- Protected Portfolio
'n' Not to Mark
'r' Non Risk Trade (Volume. Last)
P Protected Portfolio (Volume. Last)
'p' Protection is Applied (Volume. Last)
Z Worked Principal Portfolio Notification
0 Overnight Trade
X Cross at Same Time
W Worked Principle Trade
'w' Worked Principle Notification
Q Volume Weighted Average Price (Volume. Last)
V Converted Price (Volume. Last)
's' Test Security
'k' Single Protected Transaction (Volume. Last)
S Stockswap
't' Risk Trade (Volume. Last)
'o' Result of Options (Volume)
R Riskless Principle at Different Prices
COMMODITY QUOTE CONDITION INDICATORS
United States:
For Future Quotes:
A = Ask
B = Bid
C = Cabinet Trade
F = Fast Market
G = Fast Bid
H = Fast Ask
M = Match / Cross Trade
For Future Updates:
O = Open Interest
V = Volume
H = High
L = Low
1 = Open Range Low
2 = Open Range High
E = Estimated Volume (Current Day's)
F = Fast Market
Canadian
House Codes
Acker Finley Inc. (132)
Acumen Capital Finance Partners Limited (80)
Beacon Securities Limited. (187)*
BLC Securities Inc. / BLC Valeurs Mobilieres Inc.(48)
Bolder Investment Partners, Ltd. (141)
Brant Securities Limited (71)
Brawley Cathers Limited (17)
Bunting Warburg Dillon Read Inc. (15)
Burgeonvest Securities Limited (130)
CT Securities Inc.(90)
Caldwell Securities Ltd. (43)
Canaccord Capital Corporation (33)
Canadian Western Capital Limited (03)
Casgrain & Company Limited (49)
Charles Schwab Canada, Corporation (23)
CIBC World Markets Inc. (79)
Commission Direct Inc. (26)
Connor, Clark & Company Ltd. (50)
Correspondent Network (61)
Credifinance Securities Limited (20)
Credit Suisse First Boston Securities Canada Inc.(72)
Darier, Hentsch (Canada) Inc.* (129)
Desjardins Securities Inc. (19)
Deutsche Bank Securities Limited.(51)
Dlouhy Investments Inc. (04)
Dominick & Dominick Securities Inc. (31)
Dundee Securities Corporation (27)
ECE Electronic Clearing Inc. (131)
Fairvest Securities Corporation (21)
Fimat Derivatives Canada Inc. (153)
First Associates Investments Inc.(46)
First Delta Securities Inc. (42)
FirstEnergy Capital Corp.(10)
Georgia Pacific Securities Corporation (18)
Global Securities Corporation (54)
Goepel McDermid Inc.(89)
Golden Capital Securities Limited (38)
Goldman Sachs Canada Inc. (65)
Griffiths McBurney & Partners (74)
Groome Capital Inc. (93)
Hampton Securities Limited (94)
Harris Partners Limited (12)
Haywood Securities Inc. (62)
HSBC Securities (Canada) Inc. (81)
Independent Trading Group (84)
Instinet Canada Limited (13)
IPO Capital Corp. (61)
Jones, Gable & Company Limited (44)
KPLV Financial Group* (157)
Lafferty, Harwood & Partners Ltd.(05)
Leduc & Associés Valeurs mobilières (Canada) Ltée. (151)
Le Groupe Option Retraite Inc.(29)
Loewen, Ondaatje, McCutcheon Limited (45)
MacDougall, MacDougall & MacTier Inc. (37)
Maison Placements Canada Inc. (34)
Merrill Lynch Canada Inc. (39)
Morgan Stanley Canada Limited (53)
National Bank Financial Inc. (63)
NBC Clearing Services Incorporated (98)
Nesbitt Burns Inc.(09)
Newcrest Capital Inc. (28)
Nomura Canada Inc. (58)
Norstar Securities International Inc. (40)
Northern Securities Inc. (67)
Octagon Capital Corporation (64)
Odlum Brown Limited (25)
Pacific International Securities Inc. (59)
Paradigm Capital Inc. (16)
Peters & Co. Limited (77)
Pollitt & Co. Inc. (92)
Pope & Company (66)
Rampart Securities Inc. (87)
RBC Dominion Securities Inc. (02)
Refco Futures (Canada) Ltd. (60)
Research Capital Corporation (83)
Rogers & Partners Securities Inc. (68)
Salman Partners Inc. (78)
Scotia Capital Inc. (85)
Sprott Securities Limited (73)
St. James Securities Inc. (57)
Standard Securities Capital Corporation (41)
State Street Brokerage Services Canada Inc. (135)
Tassé & Associés, Limitée (75)
Taurus Capital Markets Ltd. (69)
TD Securities Inc. (07)
Thomson Kernaghan & Co. Limited (22)
Timber Hill Canada Company (47)
Union Securities Ltd. (06)
VERSUS Brokerage Services Inc. (88)
W.D. Latimer Co. Limited (36)
Whalen, Béliveau & Associates Inc. (82)
Wolverton Securities Ltd. (95)
Woodstone Capital Inc. (145)
Yorkton Securities Inc. (11)
***Yesterday’s Log***
Using Yesterday's Log
Yesterday’s Log
*Also known as Time & Sales, this function tracks all quotes and trades for the previous 5 days sales, sizes and exchanges for the variety of market instruments.
Accessing Yesterday’s Log
*Right mouse click on the desired symbol cell, choose and click the Yesterday’s Log function by clicking on it. A log file will appear displaying all transactions from yesterday’s close and back.
To change symbol
*Highlight Symbol Box in the upper left-hand corner of the function window, add new symbol and press enter.
Yesterday’s Log Filtered Data Retrieval
*To view All Transactions (both quotes and ticks) select Both
*To view just Trades select Trades
*To view just Bid/Ask quotes select Quotes
To Page Down
*Click Log then More Log
***Nasdaq Level II***
Using Nasdaq Level II
Note: NASDAQ Level II screens are either static or dynamically updating displays depending on your service level. Also note: Nasdaq Level II is only offered on a real-time subscription. Also note: Subscription to NASDAQ Level II requires real-time NASDAQ2 exchange.
Also Note: Depending on service level you can display either 1 NASDAQ Level II window or up to 4 windows simultaneously.
*This function window is combination of 5 features. The Scrolling Ticker Line will display all trades for the symbol in your Level II display. The body of the window displays Market Maker Bid / Ask / Size etc. The Quote Line on the base of the display, provides a dynamically updating real-time quote. There is a transaction log and Market maker activity display to the right most side of the level 2 screen.
Please Note: For stocks trading above $10 they will display in "teenies"(16ths). Stocks trading under $10 will display in "pennies." (32nds)
Also note: Pre-market data starts at 8:15 am est.
Entering Symbols from the Program Window
*Right mouse click on the desired symbol cell. Point and click the Nasdaq Level II function by clicking on it. Click on the number 1. A Nasdaq Level II display will appear.
*Entering Multiple Symbols from the Program Window
*Right mouse click on the desired symbol cell. Point and click the Nasdaq Level II
*Click on the number 1
*For your next symbols repeat clicking on the numbers 2 through 4
*A Nasdaq Level II display will appear for each symbol.
To Change Symbols
1- Click on the Nasdaq Level II function window (this will bring the window into focus, causing the title bar to be blue)
2- Type the symbol, press enter
The top portion of the body of the Nasdaq Level II display contains three lines:
Line 1
1 Symbol
2 Best bid and ask prices
3 Best bid and ask accumulative size
4 Number of Market Makers offering at best bid: Number of Market Makers offering at best ask
Line 2
1 2nd best bid and ask prices
2 2nd best bid and ask accumulative size
3 Number of Market Makers offering at 2nd best bid: Number of Market Makers offering at 2nd best ask
Line 3
1 3rd best bid and ask prices
2 3rd best bid and ask accumulative size
3 Number of Market Makers offering at 3rd best bid: Number of Market Makers offering at 3rd best ask
In the lower portion of the screen, specific Market Maker quotes are shown in two sections. The first section represents the bids sorted by best bid and the second section represents the asks sorted by best ask.
The columns are defined as follows:
Bid_ stands for items ranked by best bid
b_MM Market Maker code
b_Bid Market Maker's bid
bb_Size Bid size
b_Time Quote update time for Bid
b_Ask Bid Ask Price
ba_Size Bid Ask size
b_axe Weighted calculation
Ask_ stands for items ranked by best ask
a_MM Market Maker code
a_Bid Market Maker's Ask
aa_Size Ask size
a_Time Quote update time for Ask
a_Bid Ask Bid Price
ab_Size Ask Bid Size
a_axe Weighted calculation
AXE Data fill defined:
*The AXE Columns are cleared each morning to 0, then as the Market Maker has activity the counter raises by 1.
Color Coding Rows
*Real Time Markets color codes the 1st (green) and 2nd best (blue) bids and asks so that you may evaluate this display quickly and easily. You can also select color all levels.
Color Coding in the Transaction Log
*Red symbolizes the transaction went off at the Bid
*Green the Ask
*White is neither the Bid nor Ask it is constant
*Blue for trades above Ask
*Yellow for trades below the Bid
Color Coding for NASDAQ Level II MM
*When a Market Maker switches levels the color of the MM will change to either Green (if increasing the level of their support) or Red (if lowering the level of their support)
Customizing your NASDAQ Level II Display
*You may now change the Level Indicator Colors as well as Edit Column Data Fills.
To Change Colors / Fonts on NASDAQ Level II
*Click Settings
*Click Color
*A pop-up Colors dialog box will appear.
*Click on the Foreground and Background buttons for each category
*Click ok and then done when complete
To color all levels
*Click settings
*Select – color all levels
To View / Hide a Vertical Transaction Log on the NASDAQ Level II display
*Click View
*Click Show Log (or Hide)
*A pop-up Color coded (upticks are green , downticks are red, White is constant) box will appear
Optimize CPU
*Located under settings at the top of the Level II window.
*This setting when checked will cause window to update once per second. (this is how
it currently behaves.) When not checked the window will update more rapidly, but will use much more CPU time.
Understanding the Market Maker activity display
*This display is located to the right of the transaction log, it shows market maker
activity and Increase / Decrease of pricing (bid / ask) and size. It will also display when a market maker is no longer offering and when a market maker joins the market.
To view Market Maker activity
*Click View then Show mm ticker
*Use the scroll bar to scroll over, if needed
*Green represents positive Market Maker activity
*Increase Bid Size
*Decrease Ask Size
*Raised bid
*Raised ask
*Red represents negative Market Maker activity
*Increase Ask Size
*Decrease Bid Size
*Lowered Ask
*Lowered Bib
To View / Hide a Scrolling Ticker on the NASDAQ Level II display
*Click View
*Click Show Ticker (or Hide)
Please note: all trades will appear on this ticker
To Change Data Fills
*Right mouse click the grey column Header
*Select the Data Fill of your Choice
The * before the MM Symbol
An * will appear before the Market Maker code when that MM has activity.
The "C" next to MM time
*The letter "c" will appear when that market maker is closed.
The "H" next to size
*Indicates that the MM/ECN has more shares available than is posted. The shares are "Hidden"
Order Entry ECNs and Full participation ECNs are distinguished as follows:
*Full participants (in SuperSoes) have the + after the ECN tag.
*Order Entry only (using SelectNet) will have the # as the fifth character
To Tag a Market Maker
*To view a > before the Market Maker code in order to more easily monitor a specific Market Maker
*Right Mouse Click on the Market Maker code
*A > will appear in the MM box
One Click Trading in Nasdaq Level II
*Nasdaq Level II users can execute trades directly from their Nasdaq Level II window.
*The trades are all day limit orders. The quantity is the default quantity you set in the myTrade configuration.
To Trade
*There are four types of trades you can execute from Nasdaq Level II using this feature by clicking your LEFT mouse key on the following columns:
| Click on | Action |
| Ask Market Maker | Buy at ask from that market maker |
| Bid Market Maker | Sell at bid to that market maker |
| Bid side Bid | Buy at Bid from any market maker |
| Ask side Ask | Sell at ask to any market maker |
Before using this feature make sure to select the trading account you wish to trade from in the myTrade window. The myTrade window will open up each time a trade is attempted.
To enable
*In the myTrade window
*Click Settings
*Then Click Configuration.
*In the "One click execution box" check the box that says
"Enable One Click Execution".
To trade without a confirmation using One Click
*In the myTrade window
*Click Settings
*Then Click Configuration.
*Uncheck the box that says "One Click Confirmation"
Market Makers
AAGI ALLIANCE ASSET GROUP
AALC AAL CAPITAL MGT CORP
AALN ANDREW ALEN SEC
AASC ARCHER ALEXANDER SEC CORP
AAWC ANDREW
ABAM REGIONS INVST CO
ABBK ABEL-BEHNKE CORP
ABBY ABRAHAM AND SONS
ABCO ANDERSON
ABEY ABBEY-ASHFORD SEC
ABFN A.B. FINCL L.L.C.
ABGS ABG SUNDAL COLLIER INC.
ABLE ARNHOLD AND S. BLEICHROEDER
ABNA ABN AMRO SEC LLC
ABSA ABSA SEC
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LJRY LYNCH
LMAN LATERMAN & CO
LMFI L&M FINCL SERV
LMKO L.M. KOHN & CO
LNDN LONDON ZURICH SEC
LOBO LOBO SEC
LOBR LOEB PARTNERS CORP.
LOCC LOM CLEARING CORP.
LOEB LOEB PARTNERS CORP
LOMW LOVETT MITCHELL WEBB & GARRISON
LORA THOMAS WHITE INTERNATIONAL
LORD LOMBARD SEC CORP.
LOUI LOUIS CAPITAL MARKETS
LOVE SPIRIT PARTNERS
LOWE J. F. LOWE & CO INC
LOWI BLUNT ELLIS & LOEWI INC
LPCC LP CHARLES & CO
LPCO LIPPER CONVERTIBLES
LPZE LEPERCQ
LQNT LIQUIDNET
LSAK L.B. SAKS
LSCI LEK SEC CORP
LSPD MARKETXT - SPECIAL CLEARING ACCOUNT
LSPI LAFAYETTE INVSTS
LTCO LADENBURG
LTDR LIMITED RISK INVESTORS
LTIN BBVA SEC INC.
LTRS EQUITEC SPECIALISTS
LTWN LITWIN SEC INC.
LUMI LEUMI SEC CORP
LUMR LUMIERE SEC
LVSC LEVCO SEC CORP.
LWCO LEWCO SEC CORP.
LWIS LEWIS INVSTS
LYMA LYNCH & MAYER SEC CORP.
LYON CREDIT LYONNAIS SEC (USA)
MABC M. A. BERMAN CO.
MABN MABON
MACC MID ATLANTIC CAPITAL CORP
MACE MASCERA & CO.
MACH MARCHE' SEC
MACK R.A. MACKIE & CO.
MACN MCNAMARA TRADING CO
MACP MAY & MGT
MACS MCLAUGHLIN
MADD MARSHALL DAVIS
MADF BERNARD L. MADOFF INVST SEC LLC
MAGG NASDAQ SUPERVISORY ACCESS
MAGI MAGUIRE INVSTS
MAGS WORLD FINCL SERV
MAHA MATHEWS
MAIA MAIA SEC
MAIC MERIDIAN
MAID MAIDSTONE FINCL
MAKE MAKEFIELD SEC CORP
MALA THE MALACHI GROUP
MALO MALONE & ASSOC
MAMA MONGERSON & CO SEC CORP
MAMC AEGON USA SEC INC.
MANC MANCHESTER SEC CORP.
MANN MANOR SEC CORP
MAPL MAPLE SEC U.S.A. INC.
MARC R.B. MARICH
MARL HERITAGE SQUARE ASSOC OF COLUMBIA
MASC M. A. SCHAPIRO & CO.
MATT A.G. MATTHEW & CO
MAXI MAXIM SEC CORP C/O SCHNEIDER & BARATTA
MAXS FIFTH THIRD/MAXUS SEC INC
MAXW MAXWELL CAPITAL
MAYF MAY FINCL CORP/SPECIAL ACCOUNT
MAZE MAGNUM SEC OF NEW YORK INC.
MBLK MARSH
MBTS MB TRADING
MBVI M. B. VICK ASSOC
MCAI MADISON CHAPIN ASSOCS.
MCAL MENOCAL & CO.
MCAP MCMAHAN CAPITAL MARKETS L.P.
MCBD MCCONNELL
MCBT MOORS & CABOT
MCCI MCCLEES INVSTS
MCDN MCDANIEL LEWIS & CO
MCFM MORTON CLARKE BURNS FU & METCALF INC.
MCHO M. C. HARRISON & CO
MCKN MCKINNON & CO
MCMC THE THERMOPYLAE GROUP
MCML MONTROSE CAPITAL MGT LTD.
MCRB MAY FINCL CORP
MCTY MCCOURTNEY-BRECKENRIDGE & CO
MDBC MDB CAPITAL GROUP LLC
MDBI MIDWEST DISCOUNT BROKERS INC.
MDCP MADISON CAPITAL ASSOC
MDDF MIDLAND WALWYN CAPITAL INC.
MDEB MARQUETTE DE BARY CO.
MDGI MAY
MDGS MIDDLEGATE SEC LTD.
MDLD MCDONALD INVSTS INC.
MDSN MADISON SEC
MDSS MID-STATE SEC CORP.
MDWD MIDWOOD SEC
MECO MERIDIAN EQUITIES CO
MEFA MELHADO
MELB CONCOURSE CAPITAL CORP
MELN MELLIN SEC
MENT MENTOR SEC
MEOW LION CAPITAL CORP.
MEQI MEDALLION EQUITIES
MERG MERRION GROUP
MERI MERCANTILE INVST SERV
METT METRO TRADING
MFCO MUTUAL FUNDS SERVICE CO.
MFII CONTINENTAL CAPITAL INVST SERV
MFIN MONARCH FINCL CORP OF AMERICA
MFLC MERIT FINCL CORP
MGAN ANTHONY MISCIAGNA & CO.
MGII MAGNA INVSTS
MGML MILESTONE GROUP MGT LLC
MGSG M G SEC GROUP
MHDC M.H. DAVIDSON & CO.
MHIL MASON HILL & CO.
MHMC MHMC MEYERSON & CO
MHMY M. H. MEYERSON & CO.
MHSC BARRETT & CO
MIAM FIRST MIAMI SEC
MICK PARKER JAMESON
MIDD MIDLAND WALWYN CAPITAL CORP
MIDS MIDSOUTH CAPITAL
MIGS MONITOR INVST GROUP
MIKE JP MICHAEL CO.
MILL MILLS FINCL SERV
MILT MILLENNIUM TRADING CO.
MIML THE MINNESOTA MUTUAL LIFE INS CO
MINI THE MINNEAPOLIS CO
MIOH MID-OHIO SEC CORP
MISI MESIROW INVST SERV
MIST MR. STOCK
MITU TERRA NOVA TRADING
MIVF KALIN ASSOC
MJDF CANADIAN WESTERN CAPITAL
MJJG MICHAEL A. STEINBERG & CO
MJSK MILLER JOHNSON STEICHEN KINNARD
MJUR MOORE
MJWH M. J. WHITMAN
MKIN MCKINLEY ALLSOPP
MKTD WHITE PACIFIC SEC
MKVA MERRIMACK VALLEY INVST
MKXT MARKETXT
MLBI MLB INVSTS
MLCO MERRILL LYNCH
MLIN MCLAUGHLIN CAPITAL MARKETS
MLNM MILLENNIUM BROKERAGE
MLSI MAJOR LEAGUE SEC
MLSR SEC RESOLUTION CORP
MLST M.L. STERN & CO.
MLVN MELVIN SEC
MMAN MCMAHAN SEC CO. L.P.
MMSL MIKLES/MILLER SEC
MNAI MANNING AND NAPIER ADVISORS
MNCO MARTIN NELSON & CO.
MOFO MASTERS FINCL GROUP
MOJO MONTAG & JOSELSON
MOKE MORGAN KEEGAN & CO
MOLO MOLONEY SEC CO.
MOMS MONMOUTH INVSTS
MONE MARKETING ONE SEC
MONF MONETTA FINCL SERV
MONR MONROE SEC
MONT BANC OF AMERICA SEC LLC
MOOI M.ONE INVST SEC
MOPA MONROE PARKER SEC
MORE MITCHELL SEC CORP OF OREGON
MOSE MOSES.COM SEC
MOSS MARKET MAKER OPTION STRATEGIES
MOTC FAM DISTRIBUTORS
MPAC MPAC CAPITAL PARTNERS
MPBS MOUNT PLEASANT BROKERAGE SERV
MPII MPI FINCL
MPIR EMPIRE CAPITAL GROUP
MPRI MEYERS POLLOCK ROBBINS
MPWA PERKINS
MPYR EMPIRE STATE SEC
MQIN MCGINN
MRCE MEUSE
MRCO MINELLA
MRCR MERCER PARTNERS INC
MREY MICHAEL REYNOLDS
MRKA MERICKA & CO.
MRLO MARLEAU LEMIRE (U.S.A.)
MRSC MARSCO INVST CORP
MRSL MARSHALL & CO. SEC
MRTN FLEMING MARTIN INC.
MSCA MARCUS SCHLOSS & CO.
MSCB MAINE SEC CORP
MSCC MOORE & SCHLEY SEC CORP
MSCH MAGNA SEC CORP.
MSCO MORGAN STANLEY & CO.
MSCS MORGAN STANLEY PRIME CORRESPONDANT SER.
MSFX MASON STREET SEC
MSIM MICHIGAN SEC
MSIO MELVIN SPECIALISTS
MSLD MERCER SEC
MSMS GLOBAL ACCESS FINCL SERV
MSNT MELVIN SPECIALISTS
MSRO MESIROW FINCL
MSRV MILESTONE FINCL SERV
MSSI MARKLEY FINCL SERV
MSTR MASTERTRADER.COM
MSUI M.S.U.
MTAA MORGAN
MTCO MILLER TABAK + CO.
MTHH MILLER TABAK HIRSCH & CO.
MTNO MONTANO SEC CORP
MTRE THE MONEY TREE
MTRX MATRIX SECURITY CORP
MTSL MARKETREND SEC
MULE MUELLER & CO INC.
MUMA MURPHEY
MURC BARRY MURPHY & CO
MURF MURPHY & DURIEU
MUZH MUZINICH & CO.
MVPF M.V.P. FINCL LLC
MVST MICROVEST SEC CORP.
MWCC MONNESS CRESPI HARDT & CO.
MWMC MESIROW WEB MARSH
MWRE FIRST TENNESSEE SEC CORP.
MWRI MCADAMS WRIGHT RAGEN
MWSE CHICAGO STOCK EXCH
MWSI MORGAN WILSHIRE SEC
MWTI MARKET WISE SEC
MXFG MAXIMUM FINCL INVST GROUP
MXXX MILLENNIUM SEC CORP.
NADL WARREN D. NADEL & CO
NAIB NORTH AMERICAN INSTITUTIONAL BROKERS
NANO SBX INC.
NASD DISTRICT 8 - CHICAGO
NASP NASDAQ/PICCARD
NATC NATIONAL CAPITAL L.L.C.
NATL NATIONAL SEC CORP
NATY NATCITY INVSTS
NAVI NAVILLUS SEC
NBCS NBC SEC
NBDB NBD BANK
NBFI NBC INTERNATIONAL (USA) INC.
NBII BANC OF AMERICA INVST SERV
NBSI BMO NESBITT BURNS CORP.
NCCI NORTHRIDGE CAPITAL CORP
NCKY NATIONAL CITY INVSTS CORP
NCSI EMERGENT FINCL GROUP
NDBC NDB CAPITAL MARKETS
NDRS ND RESOURCES
NDXT NDX TRADING
NEAL KING FINCL SERV
NEED NEEDHAM & CO
NEHL GREENBERG FINCL GROUP
NELS NELSON SEC
NESC NORTHEAST SEC
NESS NEW ENGLAND SEC
NETT LOGAN ROCK
NETW NETWORK 1 FINCL SEC INC.
NEUB NEUBERGER BERMAN
NEWB CITICORP SEC SERV
NEWC NEWHARD
NEWP NEWPOINT SEC
NEXA NEXA SEC
NFGR NATIONS FINCL GROUP
NFSC NATIONAL FINCL SERV LLC
NFSV NATIONWIDE SEC
NHAM NORTH HAMPTON PARTNERS
NIII NOBLE INTERNATIONAL INVSTS
NIKO THE NIKKO SEC CO. INTERNATIONAL
NISC NATIONAL INVESTOR SERV CORP.
NITE KNIGHT SEC
NJPN NEW JAPAN SEC INTERNATIONAL INC.
NLSI NATHAN & LEWIS SEC
NMRA NOMURA SEC INTERNATIONAL
NODD NODDINGS AND ASSOC
NORC NORTHERN CAPITAL SEC CORP
NORD NORDBERG CAPITAL INC.
NORM NORRIS & HIRSHBERG
NORW WELLS FARGO BROKERAGE SERV
NORX NORCROSS SEC
NOVK M.H. NOVICK & CO.
NOYE NOYES PARTNERS INC
NOYS DAVID A. NOYES & CO
NQCC NASDAQ - CHOKE CHERRY MD
NQCO COMPUTER OPERATIONS
NQCS NASDAQ CO SERV
NQDB NASDAQ - DIAMONDBACK
NQDO DISTRICT 4 - KANSAS CITY
NQEF NASDAQ MICROSYSTEMS
NQER NASDAQ ECONOMIC RES
NQIC NASDAQ INVST CENTER
NQKS NASDAQ - K STREET - WASHINGTON DC
NQLD INTERNATIONAL SERV
NQMA NASDAQ SYSTEM ENGINEERING/NUTMEG
NQMD NASDAQ/KEY WEST OPERATIONS
NQMO NASDAQ MARKET OPERATIONS
NQMS NASDAQ
NQNO NASDAQ NETCOM
NQPD NASDAQ PRODUCT DEVELOPMENT
NQRE NASDR MARKET REGULATION
NQSM COMPUTER OPERATIONS - TUMBULL
NQSS NASDAQ SUBSCRIBER SERV
NQTM TRADING AND MARKET SERV
NQTS NASDAQ TRADING AND MARKET SERV
NQWB NATIONAL ASSOCIATION OF SEC DEALERS
NRTH NORTH COAST SEC CORP
NSCC NATIONAL SEC CORP.
NSIF NORSTAR SEC INTERNATIONAL INC.
NSLC NICHOLS
NTBC NEIDIGER
NTBF NESBITT BURNS
NTDB NEBRASKA HUDSON CO
NTMG NUTMEG SEC
NTRC NORTHERN TRUST SEC
NTRD NEXTRADE
NUSA FLEET ENTERPRISES
NUTS NUTLEY SEC
NVAS NEW VERNON SEC
NVST INVESTIN SEC CORP.
NWBD NORWEST BROKERAGE SERV
NWMK NEWMARK SEC LTD.
NWPT NEWPORT SEC CORP
NWSI NEW WORLD SEC
NWSR NEWSOURCE SEC
NWST NEVWEST SEC CORP
NYBI NEW YORK BROKER
NYFO NEW YORK & FOREIGN SEC CORP
NYFX NYFIX MILLENNIUM
NYNY HASAN GROWNEY CO. INC.
OAHU FRY & CO.
OAKF OAKES
OBSA SERFIN SEC
OCAA O'CONNOR & ASSOC
OCAP OCEAN SEC CORP
OCMI OMNI CAPITAL MARKETS
OCON O'CONNOR SEC INC
OCTI O'CONO/TRADE
ODYS ODYSSEY PARTNERS
OFCC OBERLIN FINCL CORP
OFFR MARQUETTE FINCL GROUP
OFGF OFG FINCL SERV
OFRD THE OAKFORD CORP
OFUT OFFUTT SEC
OGRU OSCAR GRUSS & SON
OHIO FIFTH THIRD SEC
OIEN OIEN SEC
OING OFTRING & CO
OKOK STRATTON OAKMONT INC.
OKRI OAK RIDGE INVSTS
OLDE H&R BLOCK FINCL ADVISORS
OLIE OLSEN PAYNE & CO
OLMM OLMSTED & MULHALL
OLYM NT SEC LLC
ONEL WILLIAM O'NEIL & CO
ONLI HOLD BROTHERS ON-LINE INVST SERV INC.
ONLN ONLINE STOCK MARKET
ONST ON-SITE TRADING INC. (THE RETAIL)
ONYX ONYX TRADING CORP
OPEN OPPENHEIMER MGT CORP
OPMA OPTIMA SEC
ORCL ORACLE INVSTS
OREO ORION TRADING
ORIN ORION SEC
ORME ORMES CAPITAL MARKETS
ORRI ORRINGTON INVSTS LIMITED PARTNERSHIP
OSBS OSBORNE
OSHN THE AGEAN GROUP
OSTI ON-SITE TRADING
OTAA OTA LIMITED PARTNERSHIP
OTSB OAK TREE SEC
OTTO HAMILTON PARTNERS L.P.
OVER J. A. OVERTON & CO.
OXDB SAVOY DISCOUNT BROKERAGE
PACA PACIFIC CAPITAL MGT
PACC PACIFIC SEC
PACK PACKARD GROUP INC.
PACS PACIFIC CREST SEC INC.
PAFA PAN-AMERICAN FINCL ADVISERS
PAFI PACIFIC GLOBAL FUND DISTRIBUTORS
PAGE GRO CORP
PALC PALI CAPITAL
PALI PAULI & CO
PALM JOSEPH CHARLES & ASSOC.
PAMC PROGRESSIVE ASSET MGT
PAMS PACIFIC AMERICAN SEC
PAMT PARAMOUNT CAPITAL
PARA PARADISE VALLEY SEC
PARG PARKGREEN SEC CORP.
PARI BNP PARIBAS SEC CORP.
PARK S.C. PARKER & CO.
PARL PARLIAMENT HILL CAPITAL CORP.
PARN PARNASSUS INVSTS
PART AMERICAN PARTNERS
PASC PAS
PASP PASSPORT SEC
PASQ DUPASQUIER & CO.
PAUL PAULSON INVST CO
PAUS PAULSEN SEC INC.
PBCC PRIVATE BROKERS CORP
PBCS PALM BEACH CAPITAL SERV GROUP
PBFI PALM BEACH SEC
PBJC P.B. JAMESON & CO.
PBLC PUBLIC SEC
PBLI PARKER BROMLEY LTD.
PBON PREBON FINCL PRODUCTS INC.
PBRO PETERSON BROTHERS SEC CO
PBSI PORTFOLIO BROKERAGE SERV
PCAP PREFERREDTRADE
PCAT PERELMAN-CARLEY & ASSOC INC.
PCCN PACTUAL CAPITAL CORP
PCFF PACIFIC INT'L SEC
PCHR PRIME CHARTER LTD.
PCHS PCH SEC
PCII PENN CENTER INVSTS
PCON PECONIC SEC LLC
PCOS PACIFIC CONTINENTAL SEC CORP
PCSC PACE SEC
PCSL PACIFIC COAST SEC LLC
PDOM PRENTICE SEC
PDSC PRIME DEALER SERV CORP.
PDTI PACIFIC ON-LINE TRADING & SEC
PECK ANDREW PECK ASSOC INC.
PECO PECAUT & CO.
PELL BENCHMARK-PELLINORE GROUP
PELR J. LEE PEELER & CO
PENA PENNALUNA & CO
PENC PENROD AND CO
PENG THE PENNSYLVANIA GROUP
PENN INVESTEC PMG CAPITAL
PENR PENDRICK REEVES ASSOC
PENS PENINSULAR SEC CO
PERE PEREGRINE FINCLS & SEC
PERF PERFORMANCE SPECIALIST GROUP
PERK PERKINS
PERL PEARL MUITUAL FUNDS
PERM PEREMEL & CO.
PERP PERPETUAL SEC
PERS PERSHING & CO.
PERT PERSHING TRADING CO
PETR GULF PACIFIC SEC
PFCO PARKER FINCL CORP.
PFGL PRINCETON FINCL GROUP
PFIC PFIC SEC CORP
PFIN PRINCIPAL FINCL SEC
PFIS PROFESSIONAL INVST SERV
PFML PARSONS FINCL MGT
PFOR CARL H. PFORZHEIMER & CO.
PFSI PENSON FINCL SERV
PFSM PRINCOR FINCL SERV CORP
PGCC PRYOR
PGHI PITTSBURGH INVST BROKERS
PGNE PEREGRINE BROKERAGE INC.
PGON PARAGON CAPITAL MARKETS
PGRM PURCELL GRAHAM INC
PGRS PROGRESSIVE EQUITIES MGT
PGSC PROTECTIVE GROUP SEC CORP
PHCO PHILLIPS & CO SEC INC.
PHDC PHD CAPITAL
PHEL S.N. PHELPS & CO.
PHLX PHILADELPHIA STOCK EXCH
PHSG PEACOCK
PHWD PHELPS & WOODHEAD
PICE T. ROWE PRICE INVST SERV
PICK PRIVATE INVESTORS CARTEL
PICT PICTET OVERSEAS INC.
PILL PHILLIP LOUIS TRADING
PIMC PROVIDENT INSTITUTIONAL MGT
PIMG PIM GLOBAL EQUITIES - ECN
PINE PINEWOOD SEC
PION THE PIONEER GROUP
PIPR U.S. BANCORP PIPER JAFFRAY INC.
PITT GOLDIS - PITTSBURG INSTITUTIONAL SERV
PIZA MICHAELANGELO
PKHT PARKER/HUNTER INC
PLAT PLATINUM EQUITIES
PLFA EGS SEC CORP.
PLFC PAUL L. FORCHHEIMER & CO.
PLIM PIM FINCL SERV
PLLX PARALLAX GROUP
PLMA PALOMA SEC L.L.C.
PMCI MACALLASTER PITFIELD MACKAY INC.
PMCS PRIME CAPITAL SERV
PMFS PORTSMOUTH FINCL SERV
PMGT PORTFOLIO MGT
PMKS PMK SEC & RES
PNAM PAN AMERICAN SEC
POCA POST OAK CAPITAL ADVISORS
POND POND EQUITIES
PONG PARAGON CAPITAL MARKETS
POPP OPPENHEIMER & CLOSE
PORT TRADEPORTAL SEC
POTI FIRST POTOMAC INVST SERV
POWL E. E. POWELL & CO INC.
POWY PORTER & CO
PPLP PPLP SEC CORP
PPSV PONTELLO PRIOR SCHUT & VLIEK
PRAM PRINCETON AMERICAN EQUITIES CORP
PRBK P.R. BURKE & CO.
PRCD MERRILL LYNCH PROFESSIONAL CLEARING CORP./CRANNER & CRANNER
PRCE PRINCETON FINCL GROUP
PRCP PREMIER CAPITAL MGT
PRDW MERRILL LYNCH PROFESSIONAL CLEARING CORP./DAIWA SEC
PREC PRECISION SEC
PRES PRESCOTT
PRGI PORTFOLIO RESOURCES GROUP
PRGM PROGRAM TRADING CORP.
PRGP GROUP ONE TRADING
PRHQ ML PROFESSIONAL CC/HULL QUANTITATIVE OFFSHORE FUND
PRIM PACIFIC SOUTHERN SEC
PRIN PRINCETON SEC CORP
PRKC PARKER CAPITAL CORP.
PRLT MERRILL LYNCH PROFESSIONAL CLEARING CORP./LETCO SPECIALIST L.P.
PRMD THE RIDERWOOD GROUP INC
PRME PRIME DISCOUNT SEC
PRMX PRIMEX
PROR MERRILL LYNCH PROFESSIONAL CLEARING CORP/ORDER ROOM
PROT PROTECTED INVESTORS OF AMERICA
PRSB PRESIDENTIAL BROKERAGE
PRSP MERRILL LYNCH PROFESSIONAL CLEARING CORP/EDK
PRSQ MERRILL LYNCH PROFESSIONAL CLEARING CORP/SUSQUEHANNA
PRST MERRILL LYNCH PROFESSIONAL CLEARING CORP.
PRTN PRINTON
PRUB PRUDENTIAL-BACHE SEC (PAN AMERICA) INC.
PRUS PRUDENTIAL SEC INC
PSAM P. SCHOENFELD ASSET MGT LLC
PSCO PIERRE R. SMITH & CO.
PSGI PREFERRED SEC GROUP
PSIC PROVIDENTIAL SEC
PSPO PETERSON & CO
PSSL AMARANTH SEC L.L.C.
PSTG PRESTIGE FINCL CENTER
PTAR PENSTAR TRADING
PTGN PATAGON.COM SEC CORP.
PTIS PTI SEC & FUTURES L. P.
PTLV PUTNAM LOVELL SEC INC.
PTMT PARAMOUNT INVSTS INTERNATIONAL
PTNM PUTNAM INVSTS
PTNR PLENGE
PTRI PETRIE PARKMAN & CO.
PTRS PETERS SEC CO.
PTSI PORTFOLIO TRADING SERV
PTZZ HERMAN
PUGS PUGLISI & CO.
PULT PULSE TRADING
PUNK PUNK
PURE PURE TRADING INC
PURT PURE TRADING INC/SPECIAL ACCOUNT
PVLI LINSCO/PRIVATE LEDGER CORP.
PWJC UBS PAINEWEBBER INC.
PXCO PAX CLEARING CO LIMITED PARTNERSHIP
PYMD PYRAMID FINCL CORP.
QCAS QUINCY CASS ASSOC
QCMG LEIGHTON MCGILL GROUP
QCSC QUEEN CITY SEC CORP
QRCC US CLEARING CORP
QRTZ BEESON GREGORY INTERNATIONAL
QSEC REGIS SEC CORP
QSIM ING (US) SEC Futures Options
QTMG QUANTUM GROUP
QTUM QUANTUM TRADING
QUAD QUADREX SEC CORP
QUDA THE EXCH
QUEC QUEST CAPITAL STRATEGIES
QUIN PARK FINCL GROUP
QUKR QUAKER SEC
RACO SHEARMAN
RAFF RAFFENSPERGER
RAGN WELLS FARGO INVSTS
RAJA RAYMOND JAMES & ASSOC
RAMS RAMIUS SEC
RANB RAINBOW INTERNATIONAL EQUITIES
RAND BARNARD JACOBS MELLET (USA) LLC
RANS RUAN SEC CORP
RANY T. J. RANEY & SONS
RAPH RAPHAEL
RBAA RBC DOMINION SEC ARBITRAGE LIMITED
RBCD RBC CAPITAL MARKETS
RBCW RUTHERFORD
RBFC ROYALBLUE FINCL CORP
RBLT RICHARD A. ROSENBLATT & CO
RBYN ROBYNS CAPITAL CORP.
RCAP ROTH CAPITAL PARTNERS
RCCM RONEY CAPITAL MARKETS/DIVISION OF FIRST CHICAGO CAPITAL MARKETS
RCCO RICHTER & CO.
RCKT APOLLO EQUITIES TRADING
RCLI RCL NORTHWEST
RCRS ROOSEVELT & CROSS
RCSK RUANE
RCSL ROSENTHAL COLLINS SEC
RDCG RD CAPITAL GROUP
RDNK RAIKE FINCL GROUP INC.
RDSS RDSC
RDWD REDWOOD SEC GROUP
REAL REPUBLIC EQUITIES OF AMERICA LTD
REAV W. H. REAVES & CO.
RECO RECOM SEC
REDI REDIBOOK ECN LLC.
REDW REDWOOD BROKERAGE SERV
REFC REFCO SEC
REGR REGISTER & AKERS INVSTS
REID REID AND ASSOC
RELC RELIANCE CAPITAL
RENC RC SEC
REND REYNDERS
RENN RENAISSANCE FINCL SEC CORP.
RENS RENSSELAER SEC CORP.
REPG FIRST REPUBLIC GROUP
RETA REICH & TANG DISTRIBUTORS
RFGI RUSHMORE SEC CORP
RGCC REGIONAL CLEARING CORP.
RGCY THE REGENCY GROUP
RGIL GILFORD SEC INC
RGLD REGAL DISCOUNT SEC
RGRC RGR FINCL CORP.
RHCI RICHMOND HILLCREST & CO
RHCO THE ROBINSON-HUMPHREY CO
RHDL FFG INVSTS INC.
RHIC R H INVST CORP
RHIL ROUND HILL SEC
RHLE RYAN
RHUT ROYAL HUTTON SEC CORP.
RICA VANDERBILT SEC
RICH REICH & CO.
RIED RIEDL FIRST SEC CO OF KANSAS
RILY B. RILEY AND CO. INC.
RIMS M. RIMSON & CO.
RJCO R. A. JOHNSON AND CO
RJFG AMERITRADE INSTITUTIONAL SERV
RJJZ RJJ PASADENA SEC
RJSC R. J. STREICHEN & CO INC.
RJTS R. J. THOMPSON SEC
RKEL RICKEL & ASSOC
RKGR R.K. GRACE & CO
RKHS ROCKHOUSE SEC LLC
RKIL ROCK ISLAND SEC
RLEW R. LEWIS SEC
RLPI RICHARDS
RMAT RAMAT SEC LTD.
RMCC ROBERT M. COHEN & CO.
RMDU ROTAN MOSLE INC.
RMPI RICHARDS
RMRK RICHMARK CAPITAL CORP
RMSI ROCKY MOUNTAIN SEC & INVSTS
RMST R.M. STARK & CO.
RNDA RONDA INC
RNYS REPUBLIC NEW YORK SEC CORP
ROAN ROAN CAPITAL PARTNERS L.P.
ROBI ROBINSON & ROBINSON
ROBO RODGERS BROTHERS
ROBS SCOTT SEC
ROBT ROBOTTI & CO
ROCH ROCHDALE SEC CORP
ROCK SHAMROCK PARTNERS
ROCM RIM SEC LLC
RODE RODECKER & CO
RODM RODMAN & RENSHAW
RODR RODMAN & RENSHAW INC.
ROME ROAN-MEYERS ASSOC
ROMO ROMANO BROTHERS AND CO
RORE EDWARD C. RORER & CO.
ROSE WALKER ROSE
ROSS ROSS SEC CORP.
ROTC REYNOLDS KENDRICK STRATTON
ROTH WERBEL-ROTH SEC
ROTP RIVER OAKS TRADING
ROUL ROULSTON RES CORP.
ROWE ROWE & CO
ROYL ROYAL ALLIANCE ASSOC
RPII ROYCE PARK INVSTS
RPLM ROYAL PALM INVSTS
RPSC RAUSCHER PIERCE REFSNES
RREZ SAMUEL A RAMIREZ & CO.
RSAI ROSS
RSAT RAS TRADING
RSCL MORGENSTERN
RSEC ROTHSCHILD LIEBERMAN LTD.
RSKY REDSKY SEC
RSNJ ATLANTIC GROUP SEC
RSNY RICHARDSON GREENSHIELDS SEC INC.
RSSE FRANK RUSSELL SEC
RSSF ROBERTSON STEPHENS
RTHS ROTHSCHILD INVST CORP
RTJC R.T. JONES CAPITAL EQUITIES
RTOD ROBERT TODD FINCL CORP.
RTRS RELIANT TRADING
RUBI RUBICON SEC
RUDY DEPAOLIS & CO.
RUSH PEGASUS CAPITAL CORP
RUSL RUSSELL INVST CORP
RUSO RUSSO SEC INC.
RUTL RUTLAND SEC L.P.
RVRS RVR SEC CORP.
RWTD REDWOOD TRADING
RYAL ROYAL SEC CO
RYAN RYAN
RYCE ROYCE INVST GROUP
RYCO S. W. RYAN & CO
RYDS RBC DOMINION SEC CORP.
RYDX RYDEX SERIES TRUST
RYFG RICHEY FINCL GROUP
SAAA SEIDLER AMDEC
SABC STEIN ABBOTT AND CO INC.
SABL SABLE CAPITAL MARKETS
SABS SANTA BARBARA SEC
SACH THE SACHS CO
SACO SACCO SEC CORP
SADA SPERBER ADAMS & CO
SAGE SAGE
SAGR LEE SAGER JR. INC.
SAIN SEC AMERICA
SAKL STEPHEN A. KOHN & ASSOC
SAKS SACKS INVST CO
SALB SALOMON BROTHERS INC.
SALI STERNE
SAMF SOUTHEASTERN ASSET MGT
SAMI SPECTRUM ASSET MGT
SANA SANSTRUM & ASSOC
SANJ SAN JACINTO SEC
SANS JOHN F. SCHULTE
SANT SANTANDER CENTRAL HISPANO INVST SEC INC.
SANY SANYO SEC AMERICA INC.
SAPR SAPERSTON FINCL INC.
SASA SARROFF
SASI THE SEIDLER COMPANIES INC
SATC SATURNA CAPITAL CORP
SATI SERVICE ASSET MGT CO
SAUC SAUCEDA & GRANVILLE SEC
SAVY SAVOY CAPITAL MGT
SAXP FOSTER & MARSHALL INC.
SBCI SBCI SWISS BANK CORP INVST BANKING INC.
SBCO ADT ENTERPRISES
SBHU SALOMON SMITH BARNEY/MUTUAL FUNDS DIVISION
SBLC S. B. LEWIS & CO
SBLT SUNBELT SEC
SBRL JOHN A. SIBERELL & CO.
SBRT MURIEL SIEBERT & CO.
SBSG S.B.S. FINCL GROUP
SBSH SALOMON SMITH BARNEY INC.
SBSL STERLING BROKERAGE SERV
SCAP SHIELDS & CO
SCFS ROTH CAPITAL PARTNERS VENTURE BANKING
SCHB SCHWAB CAPITAL MARKETS L.P.
SCHO SCHOFF & BAXTER
SCIG SOUTHCOAST INVST GROUP
SCLT SAGE CLEARING LIMITED PARTNERSHIP
SCMC SCOTIA CAPITAL (USA) INC.
SCMF SCOTIA CAPITAL INC.
SCMI SUNBELT CAPITAL MGT
SCSI SWERGOLD
SCST SEACOAST INVESTOR SERV
SCTI VERTICAL CAPITAL PARTNERS
SCUD SCUDDER INVESTOR SERV
SDBC SUMMIT FINCL SERV GROUP
SDCC S. D. COHN & CO.
SDIC SAUER
SDLR SANDLER
SDNY STOCKTON EQUITIES GROUP
SEAB SEABOARD SEC
SEAP SEAPORT SEC CORP.
SEAS SEASIDE SEC INC.
SECD SECURITY DEALERS GUILD
SECT SEC TRADING
SECU SECURITY DISTRIBUTORS
SECX SEC
SEGE SEGERDAHL & CO
SEGI STERLING ENTERPRISES GROUP
SEIC SEI INVSTS DISTRIBUTION CO.
SEMC TUSCANY EQUITY MGT CORP
SENT SENTRA SEC CORP
SERL SEARLE & CO.
SESL SESLIA SEC
SETR PACESETTER 1
SETT SEC SETTLEMENT CORP
SFCO SAFECO INVST SERV
SFGC SOMERSET FINCL GROUP
SFGI SUPERIOR FINCL GROUP
SFII SFI INVSTS
SFIM STATE FARM INVST MGT CORP.
SFPS SF INVSTS
SFSI SUPERIOR FINCL SERV
SFSS S F SENTRY SEC
SFTZ SHERMAN
SGAM SEASONGOOD & MAYER
SGCL SAGE CLEARING CORP
SGMS S.G. MARTIN SEC LLC
SGRA STAMFORD CAPITAL
SHAK M.S. FARRELL & CO
SHAL SWARTWOOD
SHAM SHAMUS GROUP
SHAW D.E. SHAW SEC
SHEA THE HAMILTON-SHEA GROUP
SHEE J. E. SHEEHAN & CO
SHEM THE SHEMANO GROUP
SHEP SHEPHERD FINCL GROUP
SHFS SMITH HAYES FINCL SERV CORP
SHIF J. L. SCHIFFMAN & CO.
SHLD THE CAMELOT GROUP
SHMN SHERMAN & CO.
SHMR O'CONNOR & CO LLC
SHOC SSI SEC CORP.
SHOE SHOENBERG
SHON SCHONFELD SEC
SHOR LOMBARD SEC
SHRC SHELTER ROCK SEC CORP.
SHRE SHUFRO
SHRP SHARPE CAPITAL
SHRR CARL P. SHERR AND CO
SHTG SHORELINE TRADING GROUP LLC
SHUK SHUKLA FINCL SERV
SIBO PRIME EXECUTIONS
SIDP SYDNEY PREVOR AND CO. INC.
SIGM SIGMA FINCL CORP
SIGT SUSQUEHANNA INVST GROUP
SIIC SYMMETRIC INVSTS
SILK SPEAR
SILV SILVER
SIMM SIMMONS & CO INTERNATIONAL
SIMP MARTIN SIMPSON & CO
SING S&L
SINO EQUITIES TRADING CORP.
SINV STELLAR INVSTS
SITE CAPITAL INSIGHT BROKERAGE
SJAM THE STUART-JAMES CO
SJNO SCHARFF & JONES
SKEF SKEFFINGTON SEC
SKIN ZA ASSOC
SKIT S. K. INVSTS
SLES SCHLESINGER SEC CORP.
SLKC SPEAR LEEDS & KELLOGG CAPITAL MARKETS
SLOW KERN
SLSW SLS SEC CO
SLVR SILVERADO ARBITRAGE TRADING LTD.
SMAC SMITH
SMAR SAN MARINO SEC
SMBA SMITH BORKUM HARE INC
SMBH SMITH
SMCO SERVICE ASSET MGT CO
SMCU SMITH CULVER INVSTS
SMFA SOUTHEAST BANK BROKERAGE SERVICE
SMFN SAMCO FINCL SERV
SMHI SANDERS MORRIS HARRIS INC.
SMMO SMITH
SMRI SEC MGT & RES
SNCM SMITH NEW COURT
SNDS SANDS BROTHERS & CO.
SNDV SOUNDVIEW TECHNOLOGY CORP
SNKR STRATEGIC RISK MGT
SNTE SENATE SEC
SNTL SENTINEL FINCL SERV CO
SOBE SOUTH BEACH SEC
SOCK SOCHET & CO
SOCO HIBERNIA SOUTHCOAST CAPITAL
SOGO WM FINCL SERV
SOLO SOLOWEY & CO.
SORE MERIT CAPITAL ASSOC
SOTC SYDAN & CO.
SPCC SEC & INVST PLANNING CO.
SPCS LEGEND SEC
SPEC SPECTRUM TRADING PARTNERS L.P.
SPEN SPENCER CLARKE LLC
SPER JMC INVST SERV
SPGL SPYGLASS TRADING
SPHN STEPHENS INC.
SPIN SPENCER EDWARDS
SPLM SPELMAN & CO.
SPRR GLOBALCOMM SEC
SPRT SOUTHPORT SEC
SPWI SPENCER-WINSTON SEC CORP
SRES SECURITY RES ASSOC
SRIS SANFORD ROBERTS
SRMT STRATEGIC RESOURCE MGT
SRPR JR SEC CO
SRRA SIERRA BROKERAGE SERV
SRSI SOUTH RICHMOND SEC
SSAL SALVATORE & CO.
SSBS STATE STREET CAPITAL MARKETS
SSCC FIDUCIARY FINCL SERV CORP.
SSCL STUART STONE & CO.
SSCM STATE CAPITAL MARKETS CORP
SSCO SAFRA SEC CORP
SSEC SCHNEIDER SEC
SSET SUNSET FINCL SERV
SSIC SCOTTRADE
SSNG SISUNG SEC CORP
SSNI SEC SERVICE NETWORK
SSSI SOUTHAMPTON INVST SERV INC.
STAD EQUITABLE ADVISORS
STAF ROM-BO TRADING CO.
STAP STANDARD AND POORS SEC
STAR STARR SEC
STDB STATE DISCOUNT BROKERS
STEP ST2 L.P.
STEQ SUNTRUST CAPITAL MARKETS
STFC STUART FRANKEL & CO.
STFL STIFEL
STFM THE STAMFORD CO
STFO STERLING FOSTER & CO
STGC STERLING
STGS STONEGATE SEC
STIR STIRES & CO.
STLG STERLING INVST SERV
STLR PRIME SOLUTIONS SEC
STNE STONE SEC CORP
STNG STRONG INVSTS
STNR STEIN ROE & FARNHAM
STNY STANDARD NEW YORK SEC
STOC SIERRA TRADING GROUP
STOK THE STOCK MARKET
STON MORGAN GLADSTONE & CO. INC.
STOX STOCKCROSS
STRE THESTREETDIRECT
STRO STROME SEC
STSH STEIN
STSI SPENCER TRASK VENTURES
STSP SUNPOINT SEC
STSS FIRST TRADE SEC
STST STATE STREET CORP.
STTS INSTITUTIONAL DIRECT INC.
STVT STANDARD INVST CHARTERED INC
STWK STOCKWALK.COM
SUBE SUBERT SEC
SUFI SUSQUEHANNA FINCL GROUP
SUIC STOCK USA
SUIS CAPITAL SUISSE SEC
SUMT SUMMIT BROKERAGE SERV
SUNG SUNLOGIC SEC
SUNR SUNRISE SEC CORP.
SUNS SUNSTONE DISTRIBUTION SERV
SUPE NASDAQ SUPERVISORY SYMB
SUPP SUPPES SEC
SUPR NASDAQ SYS SYMB
SUPS SUPERTRADE SEC
SURF OCEAN SEC CORP
SUSQ SUSQUEHANNA CAPITAL GROUP
SUTR SUTRO & CO. INC
SVGS MYDISCOUNTBROKER.COM
SWCC MJK CLEARING
SWCK SOUTHWICK INVSTS
SWCO SCHRODER & CO. INC.
SWEM SLOATE
SWEN SWENEY CARTWRIGHT & CO
SWFT SWIFT TRADE SEC INC.
SWIS SWISS AMERICAN SEC INC.
SWSS SWISS FINCL SEC
SWST SWS SEC INC.
SWSW S.W. BACH & CO
SXXX SUSSEX SEC LLC
SYNG SYNERGY INVST GROUP
TACO TRADERS ADVANTAGE
TADV TRUSTED SEC ADVISORS CORP.
TAEP TRUST ADVISORS TRADING LLC
TAFT CITADEL TRADING GROUP L.L.C.
TAGS TAGLICH BROTHERS
TAIS TRANSAMERICA INVST SERV
TAJG TAJ GLOBAL EQUITIES
TALN TALON SEC
TAMR TAMAR SEC
TARP TARPON SCURRY INVSTS
TASF TASSE & ASSOC
TASN TASIN & CO
TATA THORNES & ASSOC
TAUF TAURUS CAPITAL MARKETS LTD.
TBTB CAMBRIDGE GROUP INVSTS
TCAM OM TECHNOLOGIES
TCAN TCADVISORS NETWORK INC.
TCCC ABN AMRO INC/CORRESPONDENT CLEARING
TCCM TRANSGLOBAL CAPITAL CORP
TCEG THE CONCORD EQUITY GROUP
TCGS TRADECO GLOBAL SEC
TCMC BBV CAPITAL MARKETS OF PUERTO RICO
TCNI TEXAS CAPITAL SEC
TCOW TRUST CO OF THE WEST
TCST TRADECAST SEC
TDCP TRADESCAPE SEC
TDDI TRADEWELL DISCOUNT INVESTING
TDII TDI
TDIS TRADERS INSTITUTIONAL SEC
TDSC TRACK DATA SEC CORP
TDSI TD SEC (USA) INC.
TEDP FINCL PLANNING SEC
TERA TERRA SEC CORP
TEXC TEXAS CAPITAL MARKETS
TFAB THE FIRST AMERICAN INVST BANKING CORP
TFBS TRADESTAR INVSTS
TFSC TWENTY-FIRST SEC CORP
TFSI TRAFALGAR FINCL SERV
TFSL TECKMEYER FINCL SERV
TGII TRANSGLOBAL INVSTS INC.
TGUL TUCKER ANTHONY CLEARY GULL
THAM THAMESWAY INC.
THIM THIEME SEC
THKF THOMPSON KURNAGHAN
THLD TRANS-HUDSON
THNK THINKEQUITY PARTNERS
THRD THE THIRD MARKET CORP.
THWH ACUMENT SEC
TIAD TRIAD SEC CORP
TICK SUMMIT TRADING
TIED E*TRADE INSTITUTIONAL SEC
TIGC TIG CAPITAL SEC CO.
TIGR TIGER INVST GROUP
TIME INVESTSCAPE INC.
TINY TRINITY EQUITY TRADING
TITN TITAN SEC
TJAS TEJAS SEC GROUP
TKCO TRAUTMAN WASSERMAN & CO
TLSC TOLUCA PACIFIC SEC CORP.
TLWS TLW SEC
TMAI TJM SEC
TMBI THURSTON
TMBR TIMBER HILL LLC
TMOR TRAVIS MORGAN SEC INC.
TMPO TEMPO SEC CORP
TMSI THOMSON MCKINNON SEC INC.
TNTO TERRA NOVA TRADING
TOCQ TOCQUEVILLE SEC L.P.
TODA BROOKFIELD SEC
TONE TRADE ONE SEC
TONY ANTHONY INVST CO.
TORO VALDES & MORENO
TORS TREND TRADER
TORY TORREY PINES SEC
TPAC TRITON PACIFIC CAPITAL
TPAZ TOPAZ HOLDING
TPCP MCAULIFFE TRADING LLC
TPFG THE PARTNERS FINCL GROUP
TPMR TRADE-PMR INC.
TPSE THE PARKINS INVST SEC CORP
TRAB TRAUB AND CO
TRAN TRANSACTION SERV INC.
TRAV PATTERSON TRAVIS
TRDE TRADETECH SEC L.P.
TRDI TRADING EDGE
TRDT TRIDENT SEC
TRDW GROSSMAN & CO.
TREA TREASURE FINCL CORP.
TREY TRENDALYSIS SEC
TRIB TRIBECA INVSTS
TRIM TRIMARK SEC
TRIP TRIDENT PARTNERS LTD.
TRIT TRINITY TRADING CO
TRND NEXTREND TRADING
TRNS TRANSATLANTIC SEC CO
TRNX TRINIX SEC LLC
TRON TAMARON INVSTS
TRPP TRIPP & CO.
TRRT TRADERIGHT SEC
TRUB TRUBEE
TRWN T.R. WINSTON & CO
TSFI TAYLOR STUART FINCL
TSFT TRADESOFT
TSGI TRADEWAY SEC GROUP
TSRV TRADING SERV GROUP
TTMC THE THIRD MARKET CORP. NASDAQ ONLY
TTRD TECH-TRADE CAPITAL LLC
TTTR TWIN TRUST TRADING LLC
TUCK TUCKER ANTHONY INC
TURN TURNING POINT SEC
TUSH TUSCHNER & CO
TUSK ELEPHANTX ONLINE SEC
TVAN TEEVAN & CO.
TWAN MARK TWAIN BROKERAGE SERV
TWEE TWEEDY
TWEN AMERICAN CENTURY INVST SERV INC.
TWPT THOMAS WEISEL PARTNERS LLC
TWTR THE THORNWATER CO
TXBS TRADEX BROKERAGE SERVICE
TXCF J.P. MORGAN SEC OF TEXAS
TYLO CHANCELLOR DOUGALL & CO
TYME TYM SEC
UBSW UBS WARBURG LLC
UCPL UTENDAHL CAPITAL PARTNERS
UEPI UNION EQUITY PARTNERS
UHLM UHLMANN INVSTS
ULTI ULTIMUS
UNCO UNDERWOOD
UNEQ UNITED EQUITIES CO
UNEX UNX
UNFI UNIFIED FUND SERV
UNIV UNIVEST SEC
UNMG UNIFIED FINCL SEC
UNTD WADDELL & REED
UPSI UNITED PACIFIC SEC
USAA USAA INVST MGT CO
USAC USA CAPITAL
USCC U.S. SEC CLEARING CORP.
USDB U.S. DISCOUNT BROKERAGE
USEC UNIVERSAL SEC CORP
USFA U.S. SEC & FUTURES CORP.
USLF UNION SEC LTD
USRF U.S. RICA FINCL
USSP UST SEC CORP. (THE RETAIL)
USST UST SEC CORP.
USTC U.S. TRADING CORP.
USTS UST SEC CORP./SPECIAL ACCOUNT
UVST UVEST INVST SERV
VAIL VAIL SEC INVST
VALA D H BRUSH & ASSOC
VALM VALMARK SEC
VANG THE VANGUARD GROUP INC
VANT REICH & CO.
VASL VASILIOU & CO
VCAP VANGUARD CAPITAL
VCLM VAN CLEMENS & CO. INC
VCTR VECTOR PARTNERS L.P.
VDMX VAN DER MOOLEN SPECIALISTS USA
VECT VECTOR SEC INTERNATIONAL
VEST INVESTORS CHOICE SEC INC.
VFIN FIRST COLONIAL SEC
VGRD VANGUARD MARKETING CORP
VICT JEFFREY BROOKS
VIEW VIEWTRADE SEC
VIPI VALUE INVESTING PARTNERS
VISN VISION SEC INC.
VMRU VMR CAPITAL MARKETS US
VNDM VANDHAM SEC CORP.
VOLM NEOVEST TRADING
VOSS VOSS & CO.
VPSI V P SEC
VSTA VISTA SEC INC.
WAAS C.B. HILL & ASSOC
WABR WALL STREET ACCESS
WACH WACHOVIA BROKERAGE SERVICE
WACL WACHTEL & CO.
WACM WACHOVIA SEC
WAIC WESTAMERICA INVST GROUP
WAIN H.C. WAINWRIGHT & CO.
WAKE WAKEFIELD FINCL CORP
WALD WALDRON & CO.
WALL WALL STREET DISCOUNT CORP
WALT CAPITAL GROWTH RESOURCES
WALY LOEWENBAUM & CO.
WANG WANG INVST ASSOC
WARB S.G. WARBURG & CO. INC.
WASA WASATCH STOCK TRADING
WASS THOS. K. WASSERMAN & ASSOC
WATH TD WATERHOUSE INVESTOR SERV
WATL A.B. WATLEY
WATR WATERS
WAVE DEL MAR SEC
WAXM WAXMAN SEC INC.
WAYG GRAYSON FINCL LLC
WAYN WAYNE HUMMER INVSTS L.L.C.
WBBC WESTFIELD BAKERINK BROZAK
WBLP WEST BROADWAY PARTNERS L.P.
WBLR WILLIAM BLAIR & CO L.L.C.
WBMK W.B. MCKEE SEC
WBRO WILEY BROS. -AINTREE CAPITAL
WBSS SIMONTON SEC CORP
WBST WEB STREET SEC
WCAI WINDSOR CAPITAL ADVISORS
WCAP WINEBRENNER CAPITAL PARTNERS
WCCX WEST CANADA CLEARING
WCDB WISE CHOICE DISCOUNT BROKERAGE
WCHV FIRST UNION CAPITAL MARKETS CORP.
WCMP LEXIT CAPITAL
WCSL L.M. DREW & ASSOC
WDCO WILSON-DAVIS & CO.
WDSB HELFANT GROUP
WEBE MERRILL WEBER & CO.
WEBI R.B. WEBSTER INVSTS
WECI WINSLOW
WECK D. WECKSTEIN & CO.
WEDB WEDBUSH MORGAN SEC INC.
WEED WEEDEN & CO.L.P.
WEGD L.C. WEGARD & CO.
WEGE CORPORACION CORNUCOPIA
WEGI WORLD EQUITY GROUP
WEIS GEORGE WEISS ASSOC
WEKS WECHSLER & CO.
WELC H. G. WELLINGTON & CO.
WELP WELLS FARGO BANK
WELR WELLSHIRE SEC
WELS WELLS FARGO SEC
WELT S.R. WELTZ
WESN WESTERN SEC CLEARING CORP.
WESX WESTOR ONLINE
WETH WEATHERLY SEC CORP
WEXL H.G. WEXLER
WEXS WEXFORD CLEARING SERV CORP
WFGI WORLD FINCL GROUP
WFRD WATERFORD FINCL
WFSI WINDHAM FINCL SERV
WGAL W.J. GALLAGHER & CO
WGCO CIBC WOOD GUNDY SEC CORP.
WGIF CIBC TRADING (DELAWARE CORP.)
WGTC WG TRADING CO LIMITED PARTNERSHIP
WGWS WALSH
WHCC WEBER
WHEL W. N. WHELEN & CO.
WHNS W.H. NEWBOLD'S SON & CO.
WHTM WILSON HTM (USA) INC.
WHTN WHARTIN SCH OF BUS
WIBC WINDSOR IBC
WICI WASHINGTON INVST CORP
WICK BORTHWICK ASSOC
WIDE NATIONWIDE SEC CORP
WIEN WIEN SEC CORP.
WILL WILLIAM ALLEN & CO INC
WILS WILLIAM SCOTT & CO. L.L.C.
WINC THE WINCHESTER GROUP
WINE D. E. WINE INVSTS INC.
WING WASHINGTON SQUARE SEC
WINK WIN CAPITAL CORP.
WINS NEW WINDSOR ASSOC
WINV WEBER INVST CORP
WINZ WINCHESTER INVST SEC
WISI WESTERN INTERNATIONAL SEC
WITE WITENBERG INVST COMPANIES
WITS WHITESIDE AND CO
WITT WIT CAPITAL CORP
WJCO WALTON JOHNSON & CO
WKLR WINKLER SEC CORP
WKWW WILLIAM K. WOODRUFF & CO INC
WLBP WESTLB PANMURE SEC INC.
WLDC WORLDCO
WLFD WALFORD & CO
WLFF WOLFF INVST GROUP INC
WLLC GEORGE WEISS & CO LLC
WLMS THE WILLIAMS CAPITAL GROUP
WLSC WILLIAM LAWRENCE SEC
WLSN WILSON INSTITUTIONAL SEC
WMBU THE (WILSON) WILLIAMS FINCL GROUP
WMIN WESTMINSTER SEC CORP
WMPB WM. P. BRENNAN & CO
WMSI WALSH
WNGR WANGER ASSET MGT
WNOL W.J. NOLAN & CO
WNUT WALNUT STREET SEC
WOFX WOFEX BROKERAGE
WOLF S. J. WOLFE & CO.
WOOD WOOD (ARTHUR W.) CO
WOOT SOUTHERN FINCL GROUP
WORL WORLD TRADE FINCL CORP
WOTC MORGAN GRANT CAPITAL CORP.
WPAC WHITE PACIFIC SEC
WPCO DRESDNER KLEINWORT WASSERSTEIN
WPGC WEISS
WPST W. P. STEWART & CO.
WRGR WARNER GROUP
WRHC WILLIAM R. HOUGH & CO.
WRIS WESTPORT RESOURCES INVST SERV
WRLL WR LAZARD
WRPI WRP INVSTS
WSCC WASHINGTON SEC CORP
WSCO WSM HOLDINGS
WSCS WS CLEARING
WSCW WS CLEARING
WSCX WORKMAN SEC CORP
WSEC WESTHEIMER SEC CORP.
WSEI WALL STREET EQUITIES INC
WSFG WALL STREET FINCL GROUP
WSGI WILLIAMS SEC GROUP
WSHI WILSHIRE ASSOC INC
WSIF WIDMANN
WSJI WALL STREET JOURNAL
WSLS WESSELS
WSRK WESTROCK CAPITAL MGT
WSSS WM SMITH SEC INC
WSTD WESTFIELD FINCL CORP
WSTI GLOBAL PARTNERS SEC INC.
WSWS WALL STREET WEST
WTCO WILLIAMS TRADING LLC
WTFD WATERFORD CAPITAL
WTKA WESTONKA INVSTS
WTLL WHITEHALL SEC
WTLY A.B. WATLEY- (SPEC ACCT)
WTOF WOLVERTON SEC (USA)
WTRI WATERFORD INVESTOR SERV
WTSP WASSERMAN & ASSOC
WUSA WEST AMERICA SEC CORP
WWII WHITEHALL WELLINGTON INVSTS
WYOM WYOMING FINCL SEC
WYSE WYSER-PRATTE & CO.
XNDU XANADU PARTNERS
YACM TALLEY & CO
YAGR YAEGER SEC
YAMA YAMAICHI INTERNATIONAL
YAMN YAMNER & CO.
YANK YANKEE FINCL GROUP
YCGI YOUNG CAPITAL GROUP
YDBI YOUR DISCOUNT BROKER
YKTN YORKTON SEC INC.
YLPL LINSCO/PRIVATE LEDGER FINCL SERV
YORK YORKTON CAPITAL INC.
YOSE YORK SEC
YOST YOUNG
YSPI R. ROWLAND & CO.
ZEGL ZIEGLER THRIFT TRADING
ZEUS ZEUS SEC
ZIVI ZIV INVST CO
ZORN BALIS & ZORN INC.
ZOUL N.B. ZOULLAS SEC
ZWIG PXP SEC CORP
Last Updated 03/01/02
***Using Volatility Display***
Volatility Display
Volatility Display shows for any stock:
The top line list monthly values for the last twelve months. The next three lines the high, low, and closing price for the same twelve months.
In addition to the monthly volatilities, eight more volatilities are shown in the line below the monthly prices. The first six values (reading left to right) are historical values of volatility. These historical values represent the following time periods: 30 days (1mo), 90 days (3 mo.), 180 days (6 MO), 365 days (12mo), and for the current year to date and for the current month to date. The high and low prices for these periods are shown below the volatilities.
The last two volatility values are the implied and today’s volatilities. The implied volatility is deprived from the security’s options. The value shown is a weighted average of the individual options implied volatilities.
Today’s volatility is based on the price fluctuation of the stock for today.
The last item shown on this line, shares out. (K), is the number of shares outstanding in thousands.
To Access a Stock
Right Mouse click the stock from your monitor
Select Volatility Display
| COMS | Jul | Aug | Sep | Oct | Nov | Dec | Shares Out.(k) |
| vol | 30 | 36 | 67 | 40 | 61 | 81 | |
| high | 28.06 | 26.37 | 30.00 | 31.56 | 45.37 | 53.75 | |
| low | 23.87 | 22.62 | 24.43 | 26.56 | 28.06 | 39.37 | |
| close | 24.12 | 24.81 | 28.75 | 29.00 | 39.81 | 47.00 | |
| Jan | Feb | Mar | Apr | May | Jun | Volatility Display |
| vol | 71 | 100 | 136 | 104 | 92 | 67 | |
| high | 51.00 | 100.00 | 119.75 | 57.37 | 49.00 | 58.12 | |
| low | 43.00 | 50.00 | 53.87 | 35.56 | 35.62 | 42.06 | |
| close | 50.75 | 98.00 | 55.62 | 39.43 | 41.81 | 57.62 | |
| 1mo | 3mo | 6mo | 12mo | 2000 | Jul | imp |
| vol | 98 | 82 | 105 | 84 | 101 | 102 | 72 | |
| high | 75.00 | 75.00 | 119.75 | 119.75 | 119.75 | |
| low | 46.31 | 35.62 | 35.56 | 22.62 | 35.56 | |
***Dynamic Time & Sales***
Time & Sales- Dynamic Transaction Log
Accessing Time & Sales
*Right mouse click on the desired symbol cell. Choose the dynamic Transaction Log function by clicking on it. A log file will appear displaying all transactions from current time accessed. Please note that the prices in dynamic T&S are for the primary exchange only.
*You can have between 1 and 4 pages simultaneously.
Note: All quotes will be delayed 15-20 minutes unless you are paying real-time exchange and access fees.
Understanding the Color Coding on the Log
*Red symbolizes the transaction went off at the Bid
*Green the Ask
*White is neither the Bid nor Ask
To change symbol
*Highlight Symbol Box in the upper left-hand corner of the function window, add new symbol and press enter.
To Change Colors
*Click Settings
*Click Font / Color
*Make selections and click OK
To Minimize the window with the Main window
*Click Settings
*Click Minimize with main
Exchange Codes for Transaction Logs & Yesterday’s Log
U. S. Stocks:
*The following is a description of the Stock Last Sale Special Trade Condition Indicators as they are received on the CTS ticker feed:
@ Regular Sale. (Also, if no symbol is sent, no special conditions apply)
A Acquisition. The trade was part of an Exchange acquisition.
B NASAQ: Bunch Trade. This trade report reflects multiple trades by a single trader
within a short (typically 60 second) period.
Non-NASDAQ: Stock was traded in association with another instrument.
C Cash Sale. This trade was a special, cash based transaction. Delivery and payment for
the transaction are due on the same day as the transaction.
D Distribution. The trade was part of a large distribution. Typically a large block, the indicator is used so that traders know that this was not a large buyer/seller doing a trade.
Thus this is block is not apt to affect the market price.
F Burst Basket Execution. A burst basket execution signifies a trade wherein the equity specialist, acting in the aggregate as a market maker, purchase or sell the component stocks required for execution of a specific basket.
G NASDAQ: Group Trade. This report is the same as a "B" Bunch trade EXCEPT that it is being reported out of sequence.
Non-NASDAQ: (Not reported by TDC due to overwhelming customer requests.)
FYI Opening/Reopening trade detail. This indicates that the trade is just for informational purposes.
H Interday Trade Detail. Same as G EXCEPT other than opening trade.
I Basket Index on Close Transaction. This signifies a trade involving paired orders, the execution of which is based on the closing value of the index. These trades will be reported after the close when the index closing value is determined.
J NYSE Rule 127. The trade was outside the current quotes and was
a) over 10,000 shares, and/or b) was over $200,000
K AMEX Rule 155. This trade occurred under the regulations specified by AMEX rule 155 for special trades (large dollar values and/or out of market. Aka a "Cleanup Trade".
L Sold Last. This is a late report of a regular trade although the trade did occur in sequence.
N Next Day. This trade specifies delivery between one and four days after the transaction date.
O Opened. This is a late report of the opening trade.
R Seller. This trade specifies delivery conditions for a future date (beyond next day).
S Split Trade. This trade was part of a larger trade which was split across multiple exchanges. It should be treated as a regular sale. However, it is unclear if this rule applies any longer.
T NASDAQ: Form ‘T’ trade. This is a trade which occurred after the NASD system close.
These trades are reported on a ‘Form-T’ and are electronically as a group some time after the close.
Non-NASDAQ: Custom Basket Cross. This Signifies a trade of (a) two paired split
(where the customer requires only a portion of the standardized basket) orders in which the market maker or member organization facilitates both sides of the remaining portion of the baskets, or (b) a combination of a split basket and an entire basket where the market maker facilitates the remaining shares of the split basket only.
W Average price for a block trade that went through in pieces at different prices.
Z Sold. This is a late, out of sequence, report of a regular sale.
Canadian Stocks:
The following codes define the ‘Marker’ codes on equity trades as reported via the Toronto Stock Exchange.
A Delayed Sale
B Delayed Delivery
C CATS Stock
D Cash Trade
E Non-boardlot (Odd Lot) Trade
F Mandatory Cash
H Split Stock
I Internet Delivery
J Sets Open Price
K Sets Last Price (CATS)
L Seta Open Price (CATS)
M Special Terms Trading
N Non-voting Shares
O ISIP Eligible
P VCT Stock
R Restricted Voting Shares
T Sets Last Price (VCT)
U Trading in U.S. Dollars
V Subordinate Voting Shares
W Sets Open Price (VCT)
X Cease Trading Order
Y Morre Eligible Issue
Z Non-reporting Issuer
Options:
A Cancel Trade
B Out of Sequence (Late Report)
C Cancel Last
D Late (In Sequence)
E Cancel Opening
F Open (Late, out of sequence)
G Cancel only trade. This was the only trade of the day for this contract, and is now to be cancelled.
H Open. (Late, in sequence). This is a late report of the opening trade, but it is in the correct sequence.
I Electronic trade. Trade was executed electronically. Processed as a normal
trade.
J Reopen. Trade is a reopening of an option contract, which has previously been halted. Processed. As a normal trade
K Adjustment. Trade is an option contract for which the terms have been adjusted to reflect a stock dividend, stock split, or similar event. Processed as a normal trade.
L Spread. Trade represents a trade in two options in the same options class (a buy and sell in the same class). Processed as a normal trade.
M Straddle. Trade represents a trade in two options in the same option class (a buy and a sell in the same class). Processed as a normal trade.
N Stopped. Trade is the execution of a sale at a price agreed upon by the floor personnel involved, where a condition of the trade is that it is reported following a non-stopped trade of the same series at the same price.
O Cancel stopped transaction.
P Buy Write. Transaction represent the option portion of a buy/write (buy stock, sell call options). Processed as a normal trade.
***Historical Pricing***
Using Historical Prices
Historical Prices
*Historical High, Low, Close and Volume Data for Specified securities provided on a daily basis. You can retrieve data dating back 5 years. Please note, this display is an on-line log and not a download function.
To view Historical Prices
*Right click on desired symbol cell and scroll down to Historical Prices
*You can select daily, weekly or monthly.
*Click More to display more prices.
To view a Specific Date
*Enter symbol and the date you wish to view and press enter.
Ex. IBM 5/21/00.
To view History Technical Data
*Highlight the symbol in the box at the top left corner and re-enter it with a forward slash and the symbol. Example: \IBM
Legend for Items included in History Technical Data
-o5k vol the total volume of block trades (over 5,000 shares)
-u5k vol the total volume of trades (under 5,000 shares)
-o5k the total number of trades under 5,000 shares
-o5k $ The sum of block uptick trade volume times the trade price, less the sum of block downtick trade volume times the trade price (on balance volume)
-u5k $ Same as above for trades under 5,000 shares
-opt_vol Total volume of options traded on that stock
-iv Implied volatility
File allows you to Print, Save to file and Exit.
Color/ Fonts allows you to customize the color of the background and foreground.
To View Historical Futures Prices
*You need to convert the real-time symbol as follows:
Future symbol+ 2 digit year
Ie.. The September 2001 contract of the S&P 500 would be
SP`U for real-time
SP`U01 for Historical Prices
To View Historical Future Option Prices
*You need to convert the real-time symbol as follows:
Future symbol minus the space the option code plus 2 digit year
Ie.. The put for the 900 strike on the March 2001 contract of the S&P 500 would be
SP`H UA for real-time
SP`HUA01 for Historical Prices
To View Historical Stock Option Prices
*You need to convert the real-time symbol as follows:
Base symbol plus ! plus the option code plus the 2 digit year
Ie.. The AOL call for January 2001 strike of 25
AOE AE for real-time
AOE!AE01 for Historical Prices
***Extended Quotes***
Using Extended Quotes
*Extended Quotes is designed to provide more detailed market information for a specific security in a floating window.
To Change Data Fills
*Right mouse click the grey column Header
*Select the Data Fill of your Choice
Available Data Fills:
| Field Name | Description |
| Cancel | |
| Add Column | |
| Sort Column (Ascending) | |
| Sort Column (Descending) | |
| Insert New Security Strip | |
| Blank Column | |
| Remove Column | |
| % CHG | % Change |
| ALERT | Alert Flag if this issue has met the alert set |
| ANNHI | Annual high price |
| ANNLOW | Annual low price |
| ASK | Ask |
| AVOLUME | Average daily volume |
| BID | Bid |
| CHANGE | Change on Day |
| DX | Days to Expiration |
| DAMT | Dividend amount |
| DDATE | Dividend date (mm/dd/yy) |
| DF | Dividends frequency |
| DP | Dividends Paid To Expiration |
| EPS | Earnings per share |
| EXCH | Exchange (market) Code |
| ! | Has Alerts |
| HIGH | High price for day |
| LAST | Last price |
| LASTEXT | Last Extended Quotes |
| LVOLUME | Last volume |
| LOW | Low price for day |
| N | News indicator |
| (! Is for less than 30 minutes # is for more than 30 minutes) |
| Notes attached |
| | # TRADES | Number of Trades |
| NEWS COLUMN | News |
| OPEN | Opening price for day |
| OPENINT | Open Interest |
| PE | P/E Ratio |
| NAME | Security Name |
| FLOAT | Shares in Float |
| SOUT | Shares Outstanding- total number of shares register w/the SEC |
| SHIRTI | Short Interest |
| SIZE | Size bid x ask |
| STRIKE | Strike |
| TREND | Tick Trend |
| T | Tick Indicator |
| TIME | Time of last trade |
| TIMEExt | Time Extended hours |
| VOL | Volatility |
| VOLExt | Volume Extended hours |
| VOLUME | Volume |
| YCLOSE | Closing price for yesterday |
| YCVOL | Yesterday’s Closing Volume |
| YIELD | |
***Zacks Earnings Estimates***
Using Zacks
*Zacks Analyst Watch provides Earning Estimates and other research information.
*Zacks provided a consensus of earning estimates for a security, or by industry group. There are five sections:
* Section 1: Displays estimates for a security. For example: typing IBM and then pressing Enter display the data for IBM.
* Section 2: Shows a histogram by institution. For example: typing 2 GM and pressing Enter displays the data for GM.
* Section 3: Displays estimates by industry group code. For example: typing 3 104 and pressing Enter displays estimates for auto group ( code = 104).
* Section 4: Displays summary estimates for all industry groups. Type 4 and press Enter.
*Section 5: Display all the industry codes. Type 5 and press Enter.
| MEAN | HIGH | LOW | NUMBER EST | MEAN LAST | CHG MNTH ($) | |
| FISC YR END 12/99 | 2.19 | 3.25 | 1.85 | 24 | -0.26 |
| FISC YR END 12/98 | 1.10 | 2.00 | 0.95 | 24 | -0.15 |
| VS ACTUAL 12/97 | 0.63 | | | | |
| QUARTER END 09/98 | 0.39 | 0.90 | 0.26 | 18 | -0.06 |
| VS ACTUAL 09/97 | 0.33 | | | | |
| QUARTER END 12/98 | 0.48 | 0.82 | 0.35 | 16 | -0.09 |
| VS ACTUAL 12/97 | 0.29 | | | | |
| NEXT 5 YR GRTH (%) | 19.36 | 45.50 | 8.00 | 18 | 1.08 |
*Company Ranking in Industry Group and the Industry Group Rank
*Wall Street Recommendations on Buy or Sell from National Retail, Institutional Broker, Regional Brokers and Zacks Indicator Ratings. Distributions of Earning estimates histograms.
| QTR END | % SURPRISE | ACTUAL | ESTIMATE | STD DEV. | # ANALYSTS |
| 09/98 | N/A | N/A | 0.39 | 0.16 | 18 |
| 06/98 | -12.95 | 0.26 | 0.30 | 0.06 | 15 |
| 03/98 | -32.69 | 0.05 | 0.07 | 0.03 | 7 |
NYS - 2.000 6/ 9/97 - 143000 EMPLOYEES
*To access this feature, left-click on a designated symbol and down to third party database.
***Charting***
Using Charting
*You can view Historical Charts with Daily, Weekly or Monthly periods going back up to 360 days.
*You can also view Real-time Charts with minutely intervals.
*The Historical charts are now able to draw real-time intraday data if the stock opens at the same price which it closed. If the stock is a "gapper", it will not be able to draw today's intraday chart on the historical chart- you would need to open an intraday chart by itself.
*Please note: Charts plot in intervals of .01 and higher.
Accessing a Historical Chart
*Right mouse click on the desired symbol. Point and click the Historical Charting function by clicking on it. A chart package window will appear.
Accessing an Real-time Chart
*Right mouse click on the desired symbol. Point and click the Dynamic Charting function by clicking on it. A chart package window will appear.
Entering Multiple Symbols from the Program Window
*Right mouse click on the desired symbol. Point and click the Charting feature desired
*Click on the number 1
*For your next symbols repeat clicking on the numbers 2 through 4
*A chart display will appear for each symbol.
To display Intraday chart Intervals:
*At the Top of the display use the up / down arrows to select the number of minutes to view per bar
*You can select a 1 minute bar chart up to a 30 minute bar chart, you can also choose a duration from 1 to 15 days.
*Click CHANGE.
*Properties-you can set ‘day marker color’ to indicate boundaries between days on multi-day charts.
*Ability to change cursor line to cursor segment that rides under the x-asis.
To Filter out Bad ticks
*Click Filter then the Refresh button (icon looks like a lightning bolt)
To display Historical chart Periods:
*To switch between daily and weekly data, click the Period pull down box and select either Daily, Weekly or Monthly . You can select either 1, 3, 5 or 10 years and you can select the start date.
*Click CHART.
*A Ticker Pull Down List will save the last 20 symbols used.
*You can click the pull down box and select a symbol
then click Chart to access.
*Please note: there is no way to clear the buffer of the previous 20 symbols accessed
*You may access up to 10 year of history.
*When you enter a ticker, a Price Plot of the ticker appears in the main chart window. The date of the chart appears in the chart. When you display an historical chart, the date of the chart will be the most recent date that you have data for in your database.
*When you first enter a chart, a vertical Date Line appears at the far right, designating the current market date (or the most recent date of data in your data base). That date is visible at the top left in the title bar of the chart.
Change the view date and data:
*Move the date in the direction you want, one day at a time, by using the left and right Date Arrows on the bottom scroll bar.
The Price Plot:
*Displays price performance of the ticker you are examining. For each period on the screen (day or week), the high, low and closing prices for the ticker are plotted. The high and low prices are plotted as vertical bars. The top of the vertical bar is the high, and the bottom of the bar is the low. The closing price is indicated by a small horizontal bar on the right side of the vertical bar.
*Candle Sticks display price performance of the ticker you are examining. For each period on the screen (day or week), the high, low and closing prices for the ticker are plotted. The high and low prices are plotted as vertical bars. The top of the vertical bar is the high, and the bottom of the bar is the low. The closing price is indicated by a small horizontal bar on the right side of the vertical bar. A solid bar represents a close lower than the open, whereas a hollow bar represents a close higher than the open.
The Price Scale:
*Of the ticker is the vertical scale on the right side of the Price Plot. On an historical chart, the scale that runs horizontally along the bottom of the Price Plot is the Time Scale. The letters on the Time Scale represent months.
*Date and price data is displayed in this section for the ticker being charted. The close, high, low, and open prices will be displayed. Adjacent to each of these prices is the difference in the price between the prior day and the current day, with parentheses indicating negative changes.
Customizing the Chart:
*Right mouse click anywhere on the Chart.
*This will bring up a menu selection of:
Properties where you may change Chart Colors, Plot Spacing and Toggle Gridlines.
Indicators where you may Select or Deselect between 26 Indicators as well as customize their formulas.
Draw Attributes where you may Draw a Trendline or Add Up or Down Markers to the Display
Delete Attributes where you may clear the chart of the Trendlines or Markers.
Curser Bug where you may change the Data at the top of the display based on mouse action
Print Setup where you may change your printer defaults
Print where you may send the chart to the printer.
OHLC Chart
Candlestick Chart
Single Line Chart
Properties:
To Change Colors:
*Click on the down arrow by Colors
*Select either the background, pricing, indicator value
*Then click on Change and select the Color
*Click OK
To Change Plot Spacing
*Simply use the arrows to increase or decrease this setting
To Change Grid Lines
*Simply toggle this on or off
Indicators:
*This allows you to chose which studies will be displayed by toggling on and off your selections.
*You may also change the default calculation of each study. For example, if you wish your ST Moving Average to be based on 3 days instead of 5, you would select ST Moving Average then edit the Value.
Price Plot Indicators:
*Bollinger Bands (Upper/Lower BB)
*Moving Average Trading Bands (Upper/Lower MA)
*Short, Intermediate, and Long Term Moving Averages
*Short, Intermediate, and Long Term ESA’s
*21-day High
*21-day Low
Lower Window Chart:
*Average Directional Movement Index (ADX/R)
*Directional Movement Index (DirMov)
*MACD, Moving Average Convergence-Divergence Index
*MACD Oscillator (MD Osc)
*Money Flow (MnyFlow)
*Money Flow Oscillator (MF Osc)
*Money Flow RSI (MF RSI)
*On-Balance Volume (OBV) Available on Historical only.
*Phase (Price) Indicator
*Relative Strength Index (RSI Wilder)
*SK - SD Stochastics (SK-SD)
*Stochastic
*Volume
CANDLESTICKS
*Candlestick charting is an alternative way of charting price action. Candlestick methodology has long been popular in Japan, where it was developed around 1750 at the beginning of the Rice Market.
*The information used in the Candlestick Chart is identical to the information used in a standard price Bar-that is, open, high, low, and close prices. The illustrations show the difference between the Western bar and the Japanese candle. Another dimension has been added, the dimension of "color", to easily show the change between opening price and closing price.
*That " color" difference is shown as a bar, which is called the Real Body. The difference between the high for the period (day or week) and the Real Body is called upper shadow, and t he difference between the Real Body and the low for the period is called the Lower Shadow. If it an up period, then the body is an outlined open bar. If it is a down period, then the body is a solid bar.
Indicators
Indicators
*The following is the listing of Technical Studies available on the Charting function.
To select or edit these indicators, Right mouse click anywhere on the Chart window.
*Exponentially Smoothed Averages (ESA), Short, Intermediate, & Long Term
*The ESA, Exponentially Smoothed Average, is a price average that smoothes the random price fluctuations that normally occur in a series of daily price data. Similar to the simple Moving Average, it is used to depict the underlying trend of the data. The Exponentially Smoothed Average tends to offer support and resistance -- support in an up-trending market and resistance in a down-trending market. Historically, support and resistance will prevail until a breakout occurs. A price which breaks through an ESA line can be a signal that a trend reversal is taking place.
*Depending on the value of the smoothing constant used in the exponential smoothing formula, the ESA can represent a short-term, intermediate-term, or long-term trend. The longer the time period used to calculate the smoothing constant, the longer the term of the trend depicted by the average.
*All data values in the time series are included in the ESA computation. However, the values are weighted so that only the more recent values are actually reflected in the average. The exponential smoothing formula assigns maximum weight to the most recent data value and successively smaller weights to each prior value in the series. Because these weights decline exponentially with time, older data (data older than the term of the average) does not significantly affect the value of the average.
Moving Averages (MA), Short, Intermediate, & Long Term
*Moving Average is perhaps the oldest and most widely used statistical method applied to stock price data. Primarily, it is used to smooth out short-term fluctuations and depict the underlying trend; the longer the time period used in the calculation, the longer the term of the trend depicted by the average.
*Mathematically, the Moving Average is a simple arithmetic mean, giving equal weight to all data values. Although many different time periods are commonly used, 21 days is considered appropriate for short-term trading and 50 days for intermediate-term trading. For long-term trend analysis, most analysts prefer a 200-day average.
*The Moving Average, like the Exponentially Smoothed Average, tends to offer support and resistance -- support in an up-trending market and resistance in a down-trending market. Historically, support and resistance will prevail until a breakout occurs. A price which breaks through a Moving Average line can be a signal that a trend reversal is taking place.
*These indicators are designed to identify support and resistance levels:
Average Directional Movement Index (ADX/R)
*The Average Directional Movement Index (ADX) is a trend-following indicator devised by Welles Wilder. It is based on the somewhat obscure concept of directional movement and was designed to evaluate the trending characteristics of a market or a security.
*When buying and writing options, different strategies are employed in trending and in trendless markets. A trend-following strategy in sideways, trendless markets is usually frustrating and, according to Wilder, markets exhibit strong trends only about 30% of the time. The ADX helps you avoid trendless markets. This indicator tells you when trending reaches a significant level and trading should be profitable. When a market is not exhibiting trending or directional behavior, this indicator tells you to avoid that market.
*Directional movement is a measure of the net total price movement over a given period of time. Positive and negative directional movements are first determined by summing the daily up and down moves. These values are then normalized by dividing them by the True Range, the absolute value of the total move for the period. The difference between the normalized values, expressed as a percentage, is defined as the directional movement.
*The Average Directional Movement Index (ADX) is obtained from directional movement by use of exponential averages and ratios. The ADX is charted along with a second line, the ADXR indicator, which is a smoothed average of the ADX.
*Look for a rising ADX as an indication of significant directional movement and the beginning of a good trading period. Diminishing directional movement and a poor period for trend-following is indicated when the ADX turns lower.
*Generally, an ADX value above 25 indicates significant directional movement and a good trading opportunity. For your convenience, this level is specified on the ADX/R chart by the horizontal line.
*The ADX/ADXR is best used in conjunction with the Directional Movement Index. When the ADX/ADXR shows that a trend is in force, the Directional Movement Index will show the direction of that trend.
Directional Movement Index (DirMov)
Note
*The Directional Movement Index works well with the ADX/ADXR indicator. When a signal is generated by the ADX/ADXR, indicating that a trend is in force, the Directional Movement Index will show the direction of that trend.
*The Directional Movement Index is the difference between the upside (positive) directional indicator and the downside (negative) directional indicator used in the computation of the ADX/ADXR values. The resulting difference, a positive or negative value that cycles around zero, is simply used to determine the direction of the price trend for which the ADX/ADXR is indicating strength.
*A positive value indicates an upward movement and a negative value indicates a downward movement. For the very short term, the direction of a change can also be used as an indicator.
Money Flow (MnyFlow)
*This indicator measures the flow of money into and out of a ticker. Money flow is similar to the Accumulation/Distribution indicator in that it attempts to measure the supply and demand balance for a ticker.
*Money Flow is computed by multiplying total trading dollars by a factor called the flow factor. Total dollars is estimated by multiplying average price for the period's activity by the total volume for the period. The average price is computed as the average of the high, the low, and the close.
*The flow factor was taken from the work of Marc Chaikin and is exactly the same as the accumulation factor used in the calculation of Volume Accumulation Percentage. The factor is determined from the relation of the closing price to the intraday high and low. If the closing price is midway between the high and the low, then money flow pressure is balanced and the factor is zero. If the day's closing price is equal to the day's highest price, then the flow factor is 1.0. If the day's closing price is equal to the intraday low, then the flow factor is minus 1.0, which is interpreted to mean a total outflow of dollars from the ticker.
*Because this indicator is a summation indicator, the actual values that you see in the indicator column will depend upon how many total days of data are available for summation. If the date you are examining is on the far right of the chart, then TradingExpert uses over 200 periods (days or weeks) of data to arrive at the figure. If that same date that you are examining were in the middle of the chart, then there are fewer periods of data for the summation, and thus there will be a different value.
*However, the actual value of the indicator is of little importance. It is the shape of the indicator plot that is the critical factor. Important are the trends and trend breaks, and non-conformations (highs and lows do not agree) and divergences (trends do not agree) with price action of the ticker
Money Flow Oscillator (MF Osc)
*The Money Flow Oscillator is simply the difference between the current value of the Money Flow indicator and the value some constant number of periods ago. When the Money Flow Oscillator is positive, it means that money flow is increasing over time. When the indicator is negative, it means that money is flowing out and demand is decreasing.
Money Flow RSI (MF RSI)
*Developed by Quong and Soudack, Money Flow RSI is a short-term indicator which attempts to measure the flow of money into or out of a ticker. It is similar to other indicators such as Volume Accumulation Percentage in that both price and volume data are included in the calculation. However, with Money Flow RSI, the resulting value is normalized to a scale of 0 to 100 so that it can be used over a variety of situations independent of the price.
*The price component of Money Flow RSI is the average price of the ticker which is computed each day by averaging the high, low, and closing prices. Money Flow RSI is considered positive on days when the ticker closes higher and negative on days when the ticker closes lower.
*The extent of Money Flow RSI is determined by multiplying the average price by the volume for the day. A money flow ratio is then computed from the ratio of positive money flow, averaged over a specified number of days (10 days works well), to negative money flow, averaged over the same period. This ratio is then normalized by means of the RSI formula which translates the data to a scale ranging between zero and 100. Zero indicates extreme negative money flow, and 100 indicates extreme positive money flow. A value of 50 indicates a balance between positive and negative money, and presumably the forces of supply and demand.
*Money Flow values above 80 indicate a top, where profits will be taken and money will soon begin to flow out of the ticker. Extreme values of 90 and above indicate a situation where overbuying is evident, which is usually followed by a sell-off.
*Values less than 20 indicate a bottom, which is often followed by an uptrend. Money Flow RSI values less than 10 indicate an oversold situation where good buying opportunities can often be found.
*The developers of Money Flow RSI also suggest that divergences between price action and the trend of the indicator can signal a turn. AIQ has found this to be true on the buy side more so than on the sell side. The developers also say to watch for a situation where the indicator does not reaffirm a new high or low in price action. Such a nonconformation is often called a failure swing. This type of signal has greater validity at the extreme ends of the Money Flow scale.
On-Balance Volume (OBV)
*OBV is a widely used indicator developed by Joseph Granville and shows accumulation and distribution action.
*The indicator is computed as a continuous summation of daily volume. On days when prices advance, the volume for that day is added to the running total. On days when prices decline, the volume for that day is subtracted from the running total. On-Balance Volume is different from Volume Accumulation Percentage because there is no weighting.
*OBV assumes that if the price today is higher than the price yesterday, all of today's volume is accumulation. If the price today is lower than the price yesterday, all of the volume is distribution.
*As with the other summation indicators, the actual values that you see in the Control Panel will depend upon how many total periods of data are available for accumulation. If the date you are examining is on the far right of the chart, then TradingExpert uses over 200 periods of data to arrive at the figure. If that same date were in the middle of the chart, then there are fewer periods of data to accumulate, and thus there will be a different value.
*However, the actual value of On-Balance Volume is not important. Important is the shape of the indicator plot, which can show trends and trend breaks, and non-conformations and divergences with price action.
*Signals are determined from divergences and non-conformations. Divergences occur when the trend of price action and the trend of the indicator are in opposite directions. A nonconformation occurs when price action achieves a new high or new low that is not matched by an equivalent high or low by the indicator.
*A break in a well-established trend of the indicator line itself is often followed by a break in prices in the same direction. Divergences between price trends and OBV trends often signal a move in the direction of the OBV trend. Non-conformations between new high or low prices and the OBV line can signal a reversal of the current price trend.
*On-Balance Volume is sometimes used in combination with Accumulation/Distribution. Nonconformation signals generated by these indicators are strongly enhanced when the two agree. If a nonconformation is indicated on both the AcmDis line and the OBV line, the resulting signals are stronger than if evaluated separately.
ParaSAR (Parabolic stop-and reversal)
*Welles Wilder’s Parabolic Time/Price System, usually referred to as "SAR" (stop-and reversal), is to set trailing stops. Each day a new SAR stop level is computed based on that day’s closing price. Note that stop values are valid only for the day on which they are computed. According to the system, the trader should remain long when the SAR is below the current price and short when it is above the price.
*With these values plotted on the price chart, the relationship between price and the SAR stop level is readily apparent. When you are long an exit point is signaled when the SAR switches from below to above the rpice. The reverse is true when you are short. In other words, you should close long positions when price falls below SAR and close positions when price rises above the SAR.
Price Phase Indicator (Phase)
*This price oscillator is used by TradingExpert as a primary filter of Expert Rating signals. For all TradingExpert reports that show confirmed signals, the Price Phase is the indicator used for confirmation. When the direction of the Price Phase agrees with an Expert Rating signal, the signal is considered to be confirmed by the Price Phase.
*The expert system tends to give Expert Rating signals early, anticipating and preceding the actual movement of price. So that you don't take a position too early, AIQ recommends that you wait for a change in direction of the Price Phase before taking the action indicated by the Expert Rating.
*To determine if a Price Phase direction change has occurred on a particular day, move the date back and record the Price Phase values for the two previous days. If the two previous values show a decrease and the value for today is greater than the day before, then the direction has changed to the upside. Conversely, if the two previous values show an increase and the value for today is less than the day before, the direction has changed to the downside.
*The Price Phase is computed as the difference between two exponentially smoothed price averages. The value of this indicator depends directly on the time periods represented by the two averages.
*To determine the appropriate combination of averages for the Price Phase Indicator, AIQ tested a wide range of values. This testing revealed that the best balance between stability and responsiveness was obtained with averages representing 10 and 49 days. Consequently, for the purpose of TradingExpert reports that list confirmed signals (including the Action List and Weighted Action List), the Price Phase is computed from 10 and 49 day price ESA's.
SK-SD Stochastics (SK-SD)
*This indicator is the more classic version of George Lane's formulation of stochastics, and involves two components. The SK component is typically a 3-day moving average of the stochastic ratio as defined by Lane's basic Stochastic formula. SK is again averaged over the same number of days to obtain a double smoothed average ratio called SD.
*AIQ has modified the indicator, which Lane originally developed for futures trading, by lengthening the default value for the moving average to a 10-day average to better reflect stock trading.
*The SK component is always the upper line on up movements and the lower line on down movements. The SD component is the lower line on up movements and the upper line on down movements. With TradingExpert’s default colors displayed, the SK line is green and the SD line is purple.
*The simplest interpretation of this version of the Stochastic is that price trends will reverse when the value of SK diverges from price.
*For timing following a nonconfirmation, buy signals are generated when the SK line moves above the SD, and sell signals occur when the SK moves below the SD. These signals are enhanced if the second average, the SD, has already made the turn in the direction of the signal. When these situations occur at extreme ranges, below 10 and above 90, the SK-SD becomes less reliable as an indicator and should be used only with confirmation of several other indicators in the system.
Stochastic
*The Stochastic indicator relates the closing price to the range in prices for a prior period of time. George Lane, who developed this indicator, determined that 21 days is the optimum period of time for the price range. Hence, the indicator is usually referred to as the 21-day Stochastic. The following discussion pertains only to a stochastic based on a 21-day period of time (or 21-week period of time).
*The 21-Day Stochastic, relates the closing price to the price range from the prior 21-day period. The 21-day price range is the difference between the highest value in the last 21 days and the lowest value. The indicator, expressed as a percentage, is charted on a scale of 0 to 100.
Note
*The term stochastic as defined by Lane, has little or no relation to the real definition of the word, which is "a naturally occurring random process." By industry accepted usage, the meaning in technical analysis terms is defined by the stochastic equation:
*Above 80% indicates an overbought condition, and below 20% indicates an oversold condition. A sell signal is generated when this indicator drops below 80%, and a buy signal is evident when its value moves above 20%. The upper horizontal line on the 21-Day Stochastic chart represents 80%. The lower horizontal line represents 20%.
Volume
*Clearly, volume is the force that drives the market. It is volume that indicates the meeting of supply and demand at a specific transfer price. Volume and the change in volume -- the increase or decrease over time -- is often a precursor to price movement. The analysis of volume is the basis for many of the rules within the AIQ knowledge base that determine the Expert Ratings,.
*On the Volume indicator chart, daily volume is shown by the vertical bars. The line running through represents an exponentially smoothed average of volume.
*Volume is displayed in the data column of the Control Panel in hundreds of shares. What is important is the history of volume for the stock during the period of time shown on the chart.
*It is said that volume precedes price. Look for spikes in volume (high volumes) and where the spikes are relative to the price of the stock. High volume, when the stock is near a lower Trading Band, indicates a possible move upward. High volume, when the stock is near an upper Trading Band, indicates a possible drop.
HIGH/LOW INDICATOR (HI/LO)
*The High/Low indicator is a 5% exponentially smoothed average of new highs (stocks reaching new high prices for the year) minus new lows (stocks making new low prices for the year).
*The High/Low indicator tends to be a leading indicator of major market moves. Look for breaks in the trendline of the High/ Low Indicator and for non-conformations with market indices when they are at extreme values.
*On the AIQ Market Timing Chart for 11/01/94, the Dow is moving sideways in September and October of 1994. However, the trend of the High/Low indicator is down, an obvious divergence with price contributed to the sell signal (ER Down: 100) issued by the AIQ expert system on 11/01/94.
VALUE SHOWN IN CONTROL PANEL
*The value shown is the value of the High/Low indicator for the date specified.
CHANGEABLE constants
*The time period used to compute the average may be changed. The default value is39 and permissible range is 1 to 200 days.
MOVING AVERAGE CONVERGENCE-DIVERGENCE INDEX (MACD)
*The MACD is a two-component indicator based on two exponential moving price averages. Because of the early signals, which can be derived from this indicator, it is regarded by many analysts as helpful in the trading of stock options. MACD is more classic version of the Price Phase Indicator.
*The first component of the MACD is a line, which represents the difference between two moving averages; each computed for a different period of time. This first component is called Price Phase Line. The second component, which is called the Signal Line, is an exponential average of the first component.
*The two lines are charted together on the same time scale. If you have not changed the default color settings, the Price Phase Line is green and the Signal line is purple. You can also determine which line is which by the position of the lines during periods when a definite trend is established. The Price Phase Line is the upper line during upward price movements and the lower line during downward movements. The Signal line, being an average of the Price Phase Line, is the lower line during upward moves and the upper line during downward moves.
*As a general rule, it is considered bullish when the Price Phase Line is rising and is above the Signal Line. Conversely, it is bearish when the Price Line is falling and is below the Signal Line.
*Buy and sell signal are generated by the crossing of the two lines. In general, a buy signal occurs when the Price Phase Line crosses from below to above the Signal Line. A sell signal is indicated when the Price Phase Line crosses from above to below the Signal line.
*An example of a buy signal can be seen on the chart for International Flavors & Fragrances (IFF). The stock moved sideways from September through late October of 1994. At the same time, the MACD was making higher lows. On October 26, the Price Phase Line crossed above the Signal Line and continued to rise. This proved to be an excellent buying opportunity.
*Because of its smoothed nature, this indicator can be helpful in highly volatile markets such as the options market. Although generally less effective during narrow, trendless markets, it provides good signals during widely swinging trading ranges and at the conclusion of strong trends.
*MACD is especially valuable for its ability to signal a turnaround following a sharp decline. In this situation, divergences are particularly significant and often predate important market bottoms. Divergences pertain to trends and occur when the trend of price action and the trend of an indicator are in opposite directions.
*In addition to trend breaks, divergences, and Signal Line crossing, it is important to watch for overbought and oversold levels. When the MACD rises above a certain level, the ticker is in an overbought region and reversal is likely. The same is true in the oversold direction.
MACD Oscillator (MACD Osc)
*The MACD Oscillator is computer as the difference between the MACD price Phase Line and the MACD Signal Line. Or, another way of looking at it, the value of the oscillator is a measure of the vertical separation between the two lines on the MACD chart.
*The MACD Oscillator is used as a very sensitive short-term price momentum indicator. When the Price Phase Line is above the Signal Line, Price is moving up and the MACD Oscillator is positive (positive values are those values above the zero line.) If the Price Phase Line is below the Signal Line, price is moving down and the MACD Oscillator is negative (below the zero line).
*The International Flavors & Fragrances chart is for the same analysis date, 12/28/94, as the previous chart which shows the MACD Index. Comparing the two charts, you can see that the MACD Oscillator moved above the zero line on October 26, and stayed positive through most of November--- it is easy to see exactly when the Price Phase Line crossover occurs by using the MACD Oscillator as the value check.
*This oscillator is best used as an early warning indicator. As long as it is moving in the same direction as price, momentum is increasing. When it reverses, it is an early warning that price movement has stalled and momentum is weakening.
RELATIVE STRENGTH INDEX ( RSI) WILDER’S VERSION
*J. Welles Wilder’s original indicator differs somewhat from AIQ’s version of RSI. Wilder’s RSI is computed using a weighed moving average while the AIQ version uses an exponentially smoothed average. Otherwise, the two versions of RSI are identical and are used in the same way to indicate overbought and oversold conditions.
***Excel Link***
Using Real Time Markets with Excel
*This allows you to use an Excel spreadsheet to dynamically monitor securities. Please note that the number of securities you are able to monitor are the same as your entitlements permit.
*Please follow the instructions below to load the Excel link.
*Install Real Time Markets
-Log into the Internet
-Start Real Time Markets
-Start Excel with a blank sheet
-In Excel click on tools/add-ins/browse
-Go to the directory where Real Time Markets is installed (default is c:\program files\Real Time Markets) and select "mt.xla"
Load the spreadsheet mttest.xls from the Real Time Markets directory
*To use a Real Time Markets formula in a cell:
-Click insert/function/user defined
-Select one of the functions e.g. Mtlast for last
-Enter the reference cell containing a stock symbol.
-For instance if you enter AOL on cell A1 you must enter A1 in reference name.
*If you have problems installing the .xla file and get a "dll" error message please try the following:
- Click on tools/macros/visual basic editor
- In the vb editor click on tools/references
- You should see an item that says something like "Missing: Real Time Markets" with a check in the box.
- Uncheck that box and look for another item that just says "Real Time Markets".
- Check that box.
- Click on save and close the vb editor.
- Close and then reopen Excel and then the spreadsheet.
Arithmetic Functions
Note: x and y are cell references.
| Symbol/Name | Syntax | Description |
| + | x + y | Addition |
| - | x – y | Subtractions |
| * | x * y | Multiplication |
| / | x / y | Division |
| ^ | x ^ y | Exponential |
Logical Functions
Note: x and y are cell references
| Symbol | SyntaxDescription |
| = | x = y | Value is 1 if x=y else value is 0 |
| > | x > y | Value is 1 if x>y else value is 0 |
| < | x < y | Value is 1 if x |
| >= | x >=y | Value is 1 if x>=y else value is 0 |
| <= | x <=y | Value is 1 if z<=y else value is 0 |
| xy | | Value is 1 if x is not equal to y |
| & | x & y | Value is 1 if either x or y is 0 |
| | | x | y | Value is 1 if either x or y is 0 |
| ! | ! x | Value is 1 if x is 0 |
| ? | x?y:z | |
Data fills available for Excel
| Excel Fills | Real Time Markets Fills |
| MtAnnualHigh | AnnualHigh |
| MtAnnualLow | Annual Low |
| MtAsk | ` Ask |
| Mtsize | Ask Size |
| MtAverageDaily Volume | Average Daily Volume |
| MtBid | Bid |
| MtBid Size | Bid Size |
| MtChange | Change from yesterday’s close |
| MtDaytoExp | Days to Expiration |
| MtDescription | Security Description |
| MtDividendAmount | Dividend Amount |
| MtDividendDate | Dividend Date |
| MtEPS | ` Earnings Per Share |
| MtExchangeChar | Single Letter Exchange Code |
| MtExchangecode | Numerical Exchange Code (internal use) |
| MtExchangeSting | 4 Character Exchange Code |
| MtExchangeSym | Not currently available |
| MtFirstdelivery Date | First delivery Date |
| MtFutsym | Future Symbol |
| MtHasOpt | Does the Security have Options? Y/N |
| MtHigh | High |
| MtISPut | (Internal use only) |
| MtIsRealTime | Is the Data Real-time or Delayed? |
| MtLast | Last |
| MtDeliveryDate | Last Delivery Date |
| MtLow | Low |
| MtMsgcount | News Indicator |
| MtNumberOfDividends | Number of Dividends |
| MtOpen | Open |
| MtOpenHi | not currently available |
| MtOptDesg | 2 character Option Symbol Suffix |
| MtPercentChange | Percent Change |
| MtRecType | Security Type |
| MtSeries | not currently available |
| MtSharesInFloat | Shares in Float |
| MtSharesOustanding | Shares Outstanding |
| MtShorInterest | Short Interest |
| MtStrikePrice | Strike Sprice |
| MtTickString | Tick |
| MtTime | Time |
| MtTradVol | Trade Volume |
| MtVol | Volume |
| MtVolatility | Volatility |
| MtVolumeBlockFactor | Volume Block Factor |
| MtYclose | Yesterday Close |
| MtYVolume | Yesterday Volume |
***Earnings Calendar***
Using Earnings Calendar
The Following is an example of a report:
Company Name: IBM-International Business Machines Last update:04/28/99
Last update: 04/28/99
Scheduled Earnings Announcement Date: April 21, 1999
Time of Day: After Market
Last Confirmations date: 4/20/99
Board of Directors Meeting:
Conference Call date: 1/21/99
Last Ex-Dividend date: 10-Sep-98
Quarter: Q1
Notes:
Stock Split date: 27-May-99
Stock Split Ratio: 2:1
Data provided by Net Earnings Corp.
To access this feature, left-click on a designated symbol and down to third party database.
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